HomeMy WebLinkAbout928169
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000595
RECEIVED 4/6/2007 at 11 :07 AM
RECEIVING # 928169
BOOK: 653 PAGE: 595
JEANNE WAGNER
LINCOLN COUNTY CLERK, KEMMERER. WY
AMENDED AND RESTATED LINE OF CREDIT MORTGAGE,
MORTGAGE-SHORT TERM MORTGAGE REDEMPTION, SECURITY AGREEMENT,
ASSIGNMENT, FINANCING STATE~NT AND FIXTURE FILING
FROM ~DRIKOPOULOS RESOURCES, INC.
TO AMERICAN NATIONAL BANK, f/k/a THE BANK OF CHERRY CREEK, N.A.,
f/k~THE BANK OF CHERRY CREEK (A BRANCH OF WESTERN NATIONAL BANK)
THIS INSTRUMENT CONTAINS AFTER-ACQUIRED PROPERTY PROVISIONS.
THIS, I~STRUMENT SECURES PAYMENT OF FUTURE ADVANCES.
THIS INSTRUMENT COVERS "AS.EXTRACTED COLLATERAL".
THE OIL AND GAS INTERESTS INCLUDED IN THE PROPERTY COVERED HEREBY
WILL BE FINANCED AT THE WELLHEADS OF THE WELLS LOCATED ON THE
PROPERTIES DESCRIBED IN, OR THE DESCRIPTION OF WHICH IS
INCORPORATED IN, EXHIBIT "A" ATTACHED HERETO AND MADE A PART
HEREOF, AND THIS FINANCING STATEMENT IS TO BE FILED OR FILED FOR
RECORD, .AMONG OTHER PLACES, IN THE REAL ESTATE RECORDS PURSUANT TO
APP~ICABLE LAW.
THOSE PORTIONS OF THE COLLATERAL WHICH ARE MINERALS OR OTHER
SUBSTANCES OF VALUE WHICH MAY BE EXTRACTED FROM THE EARTH
(INCLUDING, WITHOUT LIMITATION, OIL AND GAS), AND THE ACCOUNTS
RELATING THERETO, WILL BE FINANCED AT THE WELLHEADS OF THE WELLS
LOCATED ON THE PROPERTIES DESCRIBED IN, OR THE DESCRIPTION OF
WHICH IS INCORPORATED IN, EXHIBIT "A".
SOME OF THE PERSONAL PROPERTY CONSTITUTING A PORTION OF THE
COLLATERAL IS OR IS TO BE AFFIXED TO THE PROPERTIES DESCRIBED IN,
OR TtIE DESCRIPTION OF WHICH IS INCORPORATED IN, EXHIBIT nA".
MORTGAGOR HAS AN INTEREST OF RECORD IN THE REAL ESTATE CONCERNED,
WHICH IS DESCRIBED IN, OR THE DESCRIPTION OF WHICH IS INCORPORATED
IN, EXHIBIT nA".
A POWER OF SALE HAS BEEN GRANTED IN THIS INSTRUMENT. A POWER OF
SALE KAY ALLOW THE MORTGAGEE TO TAKE THE COLLATERAL AND SELL IT
WITHOUT GOING TO COURT IN A FORECLOSURE ACTION UPON DEFAULT BY
MORTGAGOR HEREUNDER.
MORTGAGOR HEREBY AUTHORIZES ANB TO FILE ONE OR MORE FINANCING
STATEMENTS COVERING ALL PERSONAL PROPERTY OF MORTGAGOR.
THIS INSTRUMENT WAS PREPARED BY AND
WHEN RECORDED SHOULD BE RETURNED TO:
David G. Stolfa
3300 South Columbine Circle
Englewood, Colorado 80113
'O~28169
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AMENDED AND RESTATED LINE OF CREDIT MORTGAGE.
MORTGAGE-SHORT TERM MORTGAGE REDEMPTION,
SECURITY AGREEMENT. ASSIGNMENT,
FINANCING STATEMENT AND FIXTURE FILING
THIS AMENDED AND RESTATED LINE OF CREDIT MORTGAGE,
MORTGAGE-SHORT TERM MORTGAGE REDEMPTION, SECURITY AGREEMENT,
ASSIGNMENT, FINANCING STATEMENT AND FIXTURE FILING (this
"Instrument"), dated as of February 1, 2007, is from _A.G.
ANDRIKOPOULOS RESOURCES, INC., a Wyoming corporation, Wyoming
Entity 10'199000261768 ("Mortgagor"), with an address at P.O.
Box 788, Cheyenne, Wyoming 82003, to AMERICAN NATIONAL BANK, a
national banking association ("ANB"), f/k/a THE BANK OF CHERRY
CREEK, N.A., f/k/a THE BANK OF CHERRY CREEK (A BRANCH OF WESTERN
NATIONAL BANK), with an address at 3033 East First Avenue,
Denver, Colorado 80206.
IN CONSIDERATION of the sum of ten dollars ($10.00) in
hand paid by ANB to Mortgagor and of the mutual promises
contained herein, and for other good and valuable consideration,
the receipt and sufficiency of which are hereby acknowledged, the
parties hereby agree as follows:
Pursuant to the terms of a letter agreement dated
December 14, 2000, as the same may heretofore have been, or may
hereafter be, amended, modified, extended or amended and restated
from time to time (the "Credit Agreement"), ANB has made
available to Mortgagor a revolving line of credit in the
aggregate amount of up to $8,000,000.
All of the property described under 1 through 8 below is
herein collectively called the "Collateral":
1. All of the present right, title and interest of
Mortgagor, and any and all additional interests hereafter
acquired by Mortgagor (all of the foregoing being herein
collectively called the "Interests"), including without
limitation the working interests and net revenue interests set
forth in Exhibit "A": (a) in and to all of the fee estates,
surface estates, easements, rights-of-way, mineral estates,
leasehold estates, oil and gas leases, oil, gas and mineral
leases, licenses, subleases and sublicenses described or referred
to in Exhibit "A" attached hereto and made a part hereof or
covering or relating to all or any part of the land described in
Exhibit "A" or the description of which is incorporated in
Exhibit "A", and (b) in and to any other interests coyering or
relating to all or any part of the land described in Exhibit "A"
or the description of which is incorporated in Exhibit "A" (the
ULand");
2. All of the oil, gas, casinghead gas, coalbed
methane and other hydrocarbons, whether solid, liquid or gaseous,
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and all other associated or related substances ("Hydrocarbons")
which Mortgagor owns or leases or to which Mortgagor otherwise
has rights, whether in, on or attributable to any of the
Interests or otherwise, including without limitation all of the
severed and extracted Hydrocarbons owned by Mortgagor and any and
all "as-extracted collateral" (as defined in the applicable
version of the Uniform commercial Code);
3. All of the items incorporated as part of or
attributed or affixed to any of the real property included in the
Interests;
4. All wells, platforms, derricks, casing, tubing,
tanks, tank batteries, separators, dehydrators, compressors,
rods, pumps, flow lines, water lines, gas lines, machinery,
pipelines, power lines and other goods and equipment, and all
other personal property and fixtures, now or hereafter owned,
leased or used by Mortgagor whether attributable to or obtained
or used in connection with any of the Interests or otherwise,
including without limitation any and all such items which are
used or purchased for the production, treatment, storage,
transportation, manufacture or sale of Hydrocarbons and any and
all such items described on Exhibit "A";
5. All of the inventory, accounts, contract rights,
chattel paper, payment intangibles, promissory notes, supporting
obligations and general intangibles of Mortgagor, whether
heretofore or hereafter arising, whether in connection with the
Interests or otherwise, including without limitation those
arising under any contract or agreement relating to the
exploration for Hydrocarbons, the operation of any property for
the production of Hydrocarbons or the treatment, storage,
transportation, gathering, handling, processing, manufacture,
sale or marketing of Hydrocarbons, including without limitation
any of the foregoing described on Exhibit "A" and any and all
operating, pooling, commodity hedge, swap, exchange, forward,
futures, floor, collar or cap agreements entered into by or on
behalf of Mortgagor or to which Mortgagor is a party or has
rights;
6. All logs, maps, geologic data, seismic data,
gravitational data, magnetic data, other geophysical data,
geochemical data, engineering data, formation tests, core
samples, drilling reports, division orders, transfer orders,
title opinions, reserve reports, lease files, well files and
other information, data and records, whether in paper, electronic
or any other form, and related computer hardware and software;
7. All of the rights, privileges, benefits,
hereditaments and appurtenances in any way belonging, incidental
or appertaining to any of the property described under Paragraphs
1 through 6 above; and
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8. All of the proceeds and products of the property
described under Paragraphs 1 through 7 above, including without
limitation condemnation awards and the proceeds of any and all
title insurance policies and other insurance policies covering
all or any part of said property and, to the extent they may
constitute proceeds, instruments, accounts, chattel paper,
payment intangibles, promissory notes, supporting obligations,
securities, general intangibles and contract rights.
TN CONSIDERATION of the sum of ten dollars ($10.00) in
hand paid to Mortgagor, and for other good and valuable
consideration, the receipt and sufficiency of which are hereby
acknowledged, Mortgagor hereby:
A. Grants, bargains, sells, assigns, transfers,
pledges, mortgages and conveys, and grants a security interest
in, the Collateral to ANB, WITH POWER OF SALE pursuant to this
Instrument and applicable law; TO HAVE AND TO HOLD the Collateral
to ANB and its successors and assigns forever, subject to all of
the terms, conditions, covenants and agreements herein set forth,
for the security and benefit of ANB; and
B. Assigns to ANB all of the severed and extracted
Hydrocarbons produced from, attributed to or otherwise included
in any of the Collateral, together with all amounts that become
payable to Mortgagor with respect to any of the Collateral,
whether now owned or hereafter acquired, and all of the proceeds
thereof.
AND in furtherance thereof Mortgagor warrants,
represents, covenants and agrees as follows:
ARTICLE I
Obli~ations
Section 1.1 This Instrument is executed, acknowledged
and delivered by Mortgagor to secure and enforce the following
obligations (herein called the "Obligations"):
A. Payment of and performance of all obligations of
Mortgagor under or in connection with the Promissory Note dated
December 14, 2000, as the same 'may heretofore have been, or may
hereafter be, amended, renewed, extended or substituted for (the
"Note"), made by Mortgagor, in the face amount of $8,000,000,
payable to the order of ANB on or before October 31, 2008 (or
such earlier date as may be specified in the Credit Agreement),
with interest at the fluctuatiI)g "Prime Rate" (as defined in the
Credit Agreement, currently 8.25% per annum) plus: (1) prior to
maturity or default, one-half of one percentage point per annum,
and (2) after maturity or default, five percentage points per
annum;
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B. All indebtedness, liabilities and obligations of
Mortgagor to ANB of every kind and character, now existing or
hereafter arising, pursuant to the Credit Agreement;
C. All other indebtedness, liabilities and obligations
of Mortgagor to ANB, of every kind and character, now existing or
hereafter arising, whether direct or indirect, primary or
secondary, joint, several or joint and several (including,
without limitation, any and all obligations of Mortgagor to ANB
for fees, costs and expenses pursuant to or in connection with
any loan agreements now or hereafter in force), it being
contemplated that Mortgagor may hereafter become indebted to ANB
in such further sums;
D. Payment of all sums advanced and costs and expenses
incurred by ANB (whether directly or indirectly and including
without limitation all legal fees) in connection with the
obligations described in this Section 1.1 or any part thereof,
any renewal, extension or change of or substitution for the
obligations described in this Section 1.1 or any part thereof, or
the acquisition or perfection of the security therefor, whether
such advances, costs and expenses were made or incurred at the
request of Mortgagor or ANB;
E. Payment of all other indebtedness and liabilities
and performance of all other obligations of Mortgagor to ANB
arising pursuant to this Instrument or in connection with this
Instrument; and
F. All renewals, extensions, amendments and changes
of, or substitutions or replacements for, all or any part of the
items described under A through E above; provided that such
renewals, extensions, amendments, changes of, or substitutions or
replacements for, all or any part of the foregoing:
(1) shall not exceed $15,000,000 in aggregate
outstanding principal amount at any time;
(2) shall have been made on or before
December 31, 2013; and
(3) shall completely mature on or before
December 31, 2015.
section 1.2 The maximum amount of the Obligations
that may be outstanding at any time or from time to time that
shall be secured by this Instrument, including as a mortgage
or as a pledge or assignment of Hydrocarbons, is $15,000,000.
ARTICLE II
Warranties. Representations and Covenants
Section 2.1 Mortgagor warrants, represents and
covenants to and with ANB that: (a) Mortgagor has, and will
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continue to have, the right to receive at all times the "Net
Revenue Interest" specified in Exhibit "A" of all
Hydrocarbons produced from the wells located on the
Collateral; (b) Mortgagor's share of development and
operating costs with respect to any of the wells or
properties included in the Collateral ,is, and will continue
to be, no greater than the "Working Interest" specified in
Exhibit "A" for that well or property; provided that the
foregoing representation and covenant shall be deemed not to
have been violated if, as to any well or property,
Mortgagor's share of such costs shall be greater than the
"Working Interest" specified but Mortgagor's right to receive
Hydrocarbons produced therefrom shall be proportionately
increased over the "Net Revenue Interest" specified for such
well or property; (c) Mortgagor is, and shall continue to be,
the lawful owner of good and defensible title to the
Collateral, free and clear of all liens, security interests,
encumbrances and burdens, except liens, security interests
and other matters permitted by the terms of the Credit
Agreement; (d) each loan, the payment of which constitutes an
Obligation hereunder, is or shall be for a business or
commercial purpose; and (e) Mortgagor will forever defend the
title to the Collateral against the claims of all persons
whomsoever claiming or to claim the same or any part thereof.
OOOGOO
Section 2.2 Mortgagor covenants that, so long as
any part of the Obligations remains unpaid or unsatisfied,
unless ANB shall have otherwise consented in writing:
A. Mortgagor shall promptly and, insofar as not
contrary to applicable law, at Mortgagor's own expense, file
and refile in such offices, at such times and as often as may
be necessary, this Instrument and every other instrument in
addition or supplemental hereto, including applicable
financing statements, as may be necessary to create, perfect,
maintain and preserve the lien, encumbrance and security
interest intended to be created hereby and the rights and
remedies of ANB hereunder:
B. Mortgagor shall execute, acknowledge and
deliver to ANB such other and further instruments and do such
other acts as in the reasonable opinion of ANB may be
necessary or desirable to more fully identify and subject to
the lien, encumbrance and security interest and assignment
created hereby any property intended by the terms hereof to
be covered hereby, to assure the first priority thereof, and
otherwise to effect the intent of this Instrument, promptly
upon request of ANB and at Mortgagor's expense; and
C. If the title, interest, lien or encumbrance, as
the case may be, of Mortgagor or ANB to the Collateral or any
part thereof, or the security of this Instrument, or the
rights or powers of ANB hereunder, shall be attacked, either
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O~Z8169
directly or indirectly, or if any legal proceedings are
commenced involving Mortgagor or the Collateral, Mortgagor
shall promptly give written notice thereof to ANB and at
Mortgagor's own expense shall take all reasonable steps
diligently to defend against any such attack or proceedings;
and ANB may take such independent action in connection
therewith as it may in its discretion deem advisable, and all
costs and expenses, including, without limitation, reasonable
attorneys' fees and legal expenses, incurred by ANB in
connection therewith shall be a demand obligation owing by
Mortgagor to ANB, shall bear interest at the rate provided in
the Note, and shall be a part of the Obligations.
ARTICLE III
Collection of Proceeds of Production
Section 3.1 Pursuant to the assignment made by
Mortgagor in paragraph B of the granting clause of this
Instrument, ANB is entitled to receive all of the severed and
extracted Hydrocarbons produced from or attributed to all of
the Interests, together with all of the proceeds thereof.
Mortgagor acknowledges and agrees that said assignment is
intended to be an absolute and unconditional assignment and
not merely a pledge of or creation of a security interest
therein or assignment as additional security. Mortgagor
hereby authorizes and directs all parties producing,
purchasing, receiving or having in their possession any such
Hydrocarbons or proceeds to treat and regard ANB as the party
entitled, in Mortgagor's place and stead, to receive such
Hydrocarbons and proceeds; and said parties shall be fully
protected in so treating and regarding ANB and shall be under
no obligation to see to the application by ANB of any such
proceeds received by it.
Section 3.2 All of the proceeds received by ANB
pursuant to' Section 3.1 shall be applied by ANB in accordance
with the terms hereof, of the Credit Agreement and/or of the
Note, as applicable.
section 3.3 Upon any sale of any of the
Collateral by or for the benefit of ANB pursuant to Article
V, the Hydrocarbons thereafter produced from or attributed to
the part of the Collateral so sold, and the proceeds thereof,
shall be included in such sale and shall pass to the
purchaser free and clear of the provisions of this Article.
section 3.4 ANB is hereby absolved from all
liability for failure to enforce collection of any such
Hydrocarbons or proceeds and from all other responsibility in
connection therewith, except the responsibility to account to
Mortgagor for proceeds actually received.
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Section 3.5 Mortgagor shall indemnify ANB against
all claims, actions, liabilities, judgments, costs,
attorneys' fees and other charges of whatsoever kind or
nature (herein called "Claims") made against or incurred by
ANB as a consequence of the assertion, either bèfore or after
the payment in full of the Obligations, that ANB received
Hydrocarbons or proceeds pursuant to this Article which were
claimed by or due to third persons. ANB shall have the right
to employ attorneys and to defend against any Claims, and
unless furnished with reasonable indemnity, ANB shall have
the right to payor compromise and adjust all Claims.
Mortgagor shall indemnify and pay to ANB all such amounts as
may be paid in respect thereof or as may be successfully
adjudicated against ANB. The liabilities of Mortgagor as set
forth in this Section shall survive the termination of this
Instrument.
Section 3.6 Nothing in this Instrument shall be
deemed or construed to create a delegation to or assumption
by ANB of the duties and obligations of Mortgagor under any
agreement or contract relating to the Collateral or any
portion thereof, and all of the parties to any such contract
shall continue to look to Mortgagor for performance of all
covenants and other obligations and the satisfaction of all
representations and warranties of Mortgagor thereunder,
notwithstanding the assignment of production and proceeds
herein made or the exercise by ANB, prior to foreclosure, of
any of its rights hereunder or under applicable law.
ARTICLE IV
Termination
If all of the Obligations of Mortgagor shall be paid
or performed in full pursuant to the terms and conditions of
this Instrument and the instruments evidencing the
Obligations and if ANB has no further obligation to make
advances to Mortgagor, then ANB shall, promptly after the
request of Mortgagor, execute, acknowledge and deliver to
Mortgagor proper instruments evidencing the termination of
this Instrument. Mortgagor shall pay all reasonable legal
fees and other expenses incurred by ANB for preparing and
reviewing such instruments of termination and the execution
and delivery thereof, and ANB may require payment of the same
prior to delivery of such instruments. Otherwise, this
Instrument shall remain and continue in full force and
effect.
ARTICLE V
Default
Section 5.1 The occurrence of any "Event of
Default" (as described in the Credit Agreement), including
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without limitation the expiration of any applicable grace
period (an "Event of Default"), shall, automatically or at
the option of ANB (as described in the Credit Agreement),
make all amounts then remaining unpaid on the Obligations
immediately due and payable, and the liens, encumbrances and
security interests evidenced or created hereby shall be
subject to foreclosure in any manner provided for herein or
provided for by law.
Section 5.2 Upon the occurrence of any Event of
Default, or at any time thereafter, ANB may elect to treat
the fixtures included in the Collateral as real property or
as personal property or, if so permitted by applicable law,
as both, and proceed to exercise such rights as apply to the
type of property selected.
Section 5.3 Upon the occurrence of any Event of
Default, and at all times thereafter, in addition to all
other rights and remedies herein conferred, ANB shall have
all of the rights and remedies of a mortgagee under a
mortgage with respect to all of the Collateral. This
Instrument shall be effective as a mortgage, and, upon the
occurrence of an Event of Default, may be foreclosed as to
any of the Collateral in any manner permitted by applicable
law, and any foreclosure suit may be brought by ANB. The
provisions set forth in this Section 5.3 shall not in any way
limit any other provision of this Instrument. ANB shall, to
the extent permitted by applicable law, have the right and
power, but not the obligation, to enter upon and take
immediate possession of the real property included in the
Collateral or any part thereof, to exclude Mortgagor
therefrom, to hold, use, operate, manage and control such
real property, to make all such repairs, replacements,
alterations, additions and improvements to the same as ANB
may deem proper, to sell all of the severed and extracted
Hydrocarbons included in the same subject to the provisions
of Article III, to demand, collect and retain all other
earnings, proceeds and other sums due or to become due with
respect to such real property, accounting for and applying to
the payment of the Obligations only the net earnings arising
therefrom after charging against the receipts therefrom all
costs, expenses, charges, damages and losses incurred by
reason thereof plus interest thereon at an annual rate which
equals the default interest rate applicable to the Note, as
fully and effectually as if ANB were the absolute owner of
such real property and without any liability to Mortgagor in
connection therewith.
Section 5.4 Upon the occurrence of any Event of
Default, or at any time thereafter, ANB, in lieu of or in
addition to exercising any other power, right or remedy
herein granted or by law or equity conferred, may proceed by
an action or actions in equity or at law for the seizure and
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sale of the real property included in the Collateral or any
part thereof, for the specific performance of any covenant or
agreement herein contained or in aid of the execution of any
power, right or remedy herein granted or by law or equity
conferred, for the foreclosure or sale of such real property
or any part thereof under the judgment orqdecree of any court-
of competent jurisdiction, for the appointment of a receiver
pending any foreclosure hereunder or the sale of such real
property or any part thereof or for the enforcement of any
other appropriate equitable or legal remedy.
Section 5.5 Upon the occurrence of any Event of
Default, or at any time thereafter, in addition to all other
powers, rights and remedies herein granted or by law or
equity conferred, ANB shall have all of the rights and
remedies of an assignee and secured party granted by
applicable law, including the Uniform Commercial Code, and
shall, to the extent permitted by applicable law, have the
right and power, but not the obligation, to take possession
of the personal property included in the Collateral, and for
that purpose ANB may enter upon any premises on which any or
all of such personal property is located and taka possession
of and operate such personal property or remove the same
therefrom. ANB may require Mortgagor to assemble such
personal property and make it available to ANB at a place to
be designated by ANB which is reasonably convenient to both
parties. The following presumptions shall exist and shall be
deemed conclusive with regard to the exercise by ANB of any
of its remedies with respect to personal property:
(a) If notice is required by applicable law,
five days' prior written notice of the time and place of any
public sale or of the time after which any private sale or
any other intended disposition thereof is to be made shall be
reasonable notice to Mortgagor. No such notice is necessary
if such property is perishable, threatens to decline speedily
in value or is of a type customarily sold on a recognized
market.
(b) Without in any way limiting the right and
authority of ANB to sell or otherwise dispose of Collateral
in a commercially reasonable manner, the fOllowing, or any of
them, shall be considered commercially reasonable: (1) ANB
may hold a public sale of the Collateral in Denver, Colorado,
or Houston, Texas, after having provided Mortgagor with five
days' notice of such sale and after having published notice
of such sale by an advertisement in such publication as may
be permitted or required under applicable state law, as ANB
determines to be appropriate (which advertisement may be
placed in the "classified" section), for a period of not less
than five consecutive issues commencing not more than ten
days prior to the sale; (2) the Collateral may be sold for
cash; and (3) ANB or any other person owning, directly or
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indirectly, any interest in any of the Obligations may be a
purchaser at such sale.
section 5.6 Upon the occurrence of any Event of
Default, or at any time thereafter, ANB may, with respect to
all or any p01::tion of the Collateral, subject to any
mandatory requirements of applicable law, sell or have sold
the real property or interests therein included in the
Collateral or any part thereof at one or more sales, as an
entirety or in parcels, at such place or places and otherwise
in such manner and upon such notice as may be required by law
or by this Instrument, or, in the absence of any such
requirement, as ANB may deem appropriate. ANB may postpone
the sale of such real property or interests therein or any
part thereof by public announcement at the time and place of
such sale, and from time to time thereafter may further
postpone such sale by public announcement made at the time of
sale fixed by the preceding postponement. Sale of a part of
such real property or interests therein or any defective or
irregular sale hereunder will not exhaust the power of sale,
and sales may be made from time to time until all such
property is sold without defect or irregularity or the
obligations are paid in full. ANB shall have the right to
appoint one or more attorneys-in-fact to act in conducting
the foreclosure sale and executing a deed to the purchaser.
It shall not be necessary for any of the Collateral at any
such sale to be physically present or constructively in the
possession of ANB.
Section 5.7 ANB or any other person owning,
directly or indirectly, any interest in any of the
obligations shall have the right to become the purchaser at
any sale made pursuant to the provisions of this Article V
and shall have the right to credit upon the amount of the bid
made therefor the amount payable to it under or in connection
with the Obligations. Recitals contained in any conveyance
to any purchaser at any sale made hereunder will conclusively
establish the truth and accuracy of the matters therein
stated, including without limitation nonpayment of the
obligations and advertisement and conduct of such sale in the
manner provided herein or provided by law. Mortgagor hereby
ratifies and confirms all legal acts that ANB may do in
carrying out the provisions of this Instrument.
section 5.8 Mortgagor hereby waives and
relinquishes, to the maximum extent permitted by law, and
subject to any mandatory requirements of applicable law,
Mortgagor hereby agrees that Mortgagor shall not at any time
hereafter have or assert, any right under any law pertaining
to: marshalling, whether of assets or liens, the sale of
property in the inverse order of alienation, the exemption of
homesteads, the administration of estates of decedents,
appraisement, valuation, stay, extension, redemption,
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subrogation, or abatement, suspension, deferment, diminution
or reduction of any of the Obligations (including, without
limitation, setoff), now or hereafter in force. Mortgagor
expressly agrees that ANB may offer the Collateral as a whole
or in such parcels or lots as ANB, in its sole discretion
elects, regardless of the manner in which the Collateral may
be described.
Section 5.9 All costs and expenses (including
reasonable attorneys' fees, legal expenses, filing fees, and
mortgage, transfer, stamp and other excise taxes) incurred by
ANB in perfecting, protecting and enforcing its rights
hereunder, whether or not an Event of Default shall have
occurred, shall be a demand obligation of Mortgagor to ANB
and shall bear interest at the rate provided in the Note, all
of which shall be part of the Obligations.
Section 5.10 The proceeds of any sale of the
Collateral or any part thereof made pursuant to this Article
V shall be applied as follows:
A. First, to the payment of all costs and expenses
incident to the enforcement of this Instrument, including,
without limitation, a reasonable compensation to the agents,
attorneys and counsel of ANB;
B. Second, to the payment or prepayment of the
Obligations, in such order as ANB shall elect; and
C. Third, the remainder, if any, shall be paid to
Mortgagor or such other person or persons as may be entitled
thereto by law.
section 5.11 Upon any sale made under the powers
of sale herein granted and conferred, the receipt of ANB will
be sufficient discharge to the purchaser or purchasers at any
sale for the purchase money, and such purchaser or purchasers
and the heirs, devisees, personal representatives, successors
and assigns thereof will not, after paying such purchase
money and receiving such receipt of ANB, be obligated to see
to the application thereof or be in any way answerable for
any loss, misapplication or non-application thereof.
ARTICLE VI
Miscellaneous provisions
Section 6.1 Each and every right, power and
remedy hereby granted to ANB shall be cumulative and not
exclusive, and each and every right, power and remedy whether
specifically hereby granted or otherwise existing may be
exercised from time to time and as often and in such order as
may be deemed expedient by ANB, and the exercise of any such
-11-
O~28169
000607
right, power or remedy will not be deemed a waiver of the
right to exercise, at the same time or thereafter, any other
right, power or remedy. All changes to and modifications of
this Instrument must be in writing and signed by Mortgagor
and ANB.
section 6.2 If any provision hereof or of any of
the other documents constituting, evidencing or creating all
or any part of the Obligations is invalid or unenforceable in
any jurisdiction, the other provisions hereof or of said
documents shall remain in full force and effect in such
jurisdiction and the remaining provisions hereof will be
liberally construed in favor of ANB in order to carry out the
provisions hereof and of such other documents. The
invalidity of any provision of· this Instrument in any
jurisdiction will not affect the validity or enforceability
of any such provision in any other jurisdiction.
section 6.3 This Instrument will be deemed to be
and may be enforced from time to time as an assignment,
contract, financing statement, real estate mortgage, or
security agreement, and from time to time as anyone or more
thereof, as is appropriate under applicable state law.
section 6.4 Notwithstanding anything to the
contrary contained herein, no rate of interest required
hereunder or under the obligations shall exceed the maximum
legal rate under applicable law, and, in the event any such
rate is found to exceed such maximum legal rate, Mortgagor
shall be required to pay only such maximum legal rate.
Section 6.5 Insofar as permitted by otherwise
applicable law, this Instrument and the obligations shall be
construed under and governed by the laws of the state of
Colorado (excluding choice of law and conflict of law rules) ;
provided, however, that, with respect to any portion of the
Collateral located outside of the State of Colorado, the laws
of the place in which such property is located shall apply to
the extent, and only to the extent, necessary to permit ANB
to enforce or realize upon its rights and remedies hereunder
with respect to such property, and any such enforcement or
realization proceedings shall be conducted in compliance with
the applicable laws of the state where the Collateral is
located.
Section 6.6 This instrument may be executed in
any number of counterparts, each of which will for all
purposes be deemed to be an original, and all of which are
identical except that: (a) to facilitate recordation, in
particular counterparts hereof, portions of Exhibit "A"
hereto which describe properties situated in counties or
parishes other than the county or parish in which the
counterpart is to be recorded have been omitted, and (b) to
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000608
accommodate different execution formalities for different
states in which the Collateral is located, the signature
blocks and title pages in counterparts to be filed in certain
states may contain captions, witnesses, acceptances and other
formalities not included in other counterparts. Each
counterpart shall be deemed to be an original for all
purposes, and all counterparts shall together constitute but
one and the same instrument.
Section 6.7 Unless otherwise specified in Exhibit
"A" hereto, all recording references in Exhibit "A" hereto
are to the official real property records of the county in
which the affected land is located. The references in
Exhibit "A" hereto to liens, encumbrances and other burdens
shall not be deemed to recognize or create any rights in
third parties.
Section 6.8 All deliveries and notices hereunder
shall be deemed to have been duly made or given if made or
given in conformity with the provisions of the Credit
Agreement.
Section 6.9 This Instrument shall bind and inure
to the benefit of the respective successors and assigns of
Mortgagor and ANB, including, without limitation, any and all
other banks, lending institutions and parties which may
participate in the indebtedness evidenced by the Obligations
or any of them. Notwithstanding any other provision
contained herein, if any property interest granted by this
Instrument does not vest on the execution and delivery of
this Instrument, it shall vest, if at all, no later than 20
years after the execution and delivery of this Instrument.
As used herein, the term "person" shall mean individual,
corporation, limited liability company, partnership, joint
venture, agency or other form of entity or association.
Section 6.10 Some of the above goods are or are to
become fixtures on the Land. The above described minerals or
other substances of value which may be extracted from the
earth (including without limitation oil and gas), and the
accounts relating thereto will be financed at the wellhead of
the well or wells located on the Land. This Instrument is to
be filed for record in, among other places, the real estate
records of each county in which the affected real estate is
located; to wit, all of those listed in Exhibit "A."
Mortgagor is the owner of a record interest in a portion of
the real estate concerned. The mailing address of Mortgagor
and the address of ANB from which information concerning the
security interest may be obtained are as set forth above.
Section 6.11 ANB shall be entitled to enforce
payment of any indebtedness and performance of any other of
the Obligations secured hereby and to exercise all rights and
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O~281b9
000609
powers under this Instrument or under any other instrument or
other agreement or any laws now or hereafter in force,
notwithstanding the fact that some or all of said
indebtedness and other obligations secured hereby may now or
hereafter be otherwise secured, whether by mortgage, deed of
trust, pledge, lien, assignment or otherwise. Neither the
acceptance of this Instrument nor its enforcement, whether by
court action or pursuant to the power of sale or other powers
herein contained shall prejudice or in any manner affect
ANB's right to realize upon or enforce any other security now
or hereafter held by ANB, it being agreed that ANB shall be
entitled to enforce this Instrument and any other security
now or hereafter held by ANB in such order and manner as it
may in its absolute discretion determine.
section 6.12 certain obligations of Mortgagor to
ANB secured hereby have previously been secured by certain
prior mortgages, security documents, assignments thereof and
amendments thereto (the "Prior Security Documents"), filed
and recorded as described in Schedule I attached hereto and
made a part hereof (or filed and recorded as described in any
of said documents or in any predecessor document described as
being amended and/or restated thereby or by any such
predecessor document). It is the desire and intention of the
parties hereto to renew and extend all liens, rights, powers,
privileges, superior titles, estates and security interests
in the properties and interests described in Exhibit "A"
hereto existing by virtue of any of the Prior Security
Documents (the "Previously Mortgaged Properties"). In
connection therewith, it is understood and agreed that this
Instrument restates and supersedes the Prior Security
Documents in their entirety, insofar as the Prior Security
Documents cover any of the Previously Mortgaged Properties
and assets, property, rights and interests relating thereto.
In addition to creating the liens, rights, powers,
privileges, superior titles, estates and security interests
in and to the Collateral as described herein, this Instrument
renews and extends all liens, rights, powers, privileges,
superior titles, estates and security interests existing in
the Previously Mortgaged Properties by virtue of any of the
Prior Security Documents, but the terms, provisions and
conditions of such liens, powers, privileges, superior
titles, estates and security interests shall hereafter be
governed and controlled in all respects by this Instrument
and any amendments or supplements hereto.
section 6.13 As to that portion of the Collateral
situated in the State of North Dakota, the parties agree that
the terms of the North Dakota Short-term Redemption Act shall
govern this Instrument. As to that portion of the Collateral
situated in the State of North Dakota, ANB (or any successor
to ANB as mortgagee hereunder) has the right to proceed to
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O~2816S
000610
obtain and collect a deficiency judgment, together with
foreclosure of the real property mortgaged under the
applicable laws of the state of North Dakota.
EXECUTED as of the date first above written.
By
RESOURCES, INC.
:--\--
AMERICAN NATIONAL BANK, f/k/a
THE BANK OF CHERRY REEK, N.A.,
f/k/a THE BANK 0 ERRY CREEK (A
BRANCH OF W S ~TIONAL BANK)
By:
STATE OF Y:5olYlíJ":2
COUNTY OF l-ð::U-;:::¡n'l í c:;
)
) S5.
)
(Colorado, North Dakota, Utah, Wyoming)
/ ~. The foregoing instrument was acknowledged before me
~I?day of JY)~rc-1C ,2007, by A. G. Andrikopoulos, as
President of A.G. ANDRIKOPOULOS RESOURCES, INC., a Wyoming
corporation, on behalf of said corporation. witness my hand
official seal.
this
and
(New Mexico)
This instrument was acknowledged before me on
/J.'}c:;;Jrek If- , 2007, by A. G. Andrikopoulos, as President of
A.G. ANDRIKOPOULOS RESOURCES, INC., a Wyoming corporation, on
behalf of said corporation. Given under my hand and official
seal.
STATE OF
WYOMING
. =r5~~
KJ:=~LLY ôH¡pp ,Nota Public
(Name Printed)
( SEAL)
Residing at:::¡.::o ]:Sox 788
Ù~r:IÜ1:.e.. 'v:J 89003 - " 7 g'f{
My commission expires: 10 -j ,20 Dt
-15-
O~28169
000611
STATE OF COLORADO
ss.
CITY AND COUNTY OF DENVER
(Colorado, North Dakota, Utah, Wyoming)
The foregoing instrument was acknowledged before me this
--2- day of MARCH , 2007, by Gary w. Vick, as Senior
Vice President of AMERICAN NATIONAL BANK, a national banking
association, f/k/a THE BANK OF CHERRY CREEK, N.A., f/k/a THE BANK
OF CHERRY CREEK (A BRANCH OF WESTERN NATIONAL BANK), on behalf of
said national banking association. witness my hand and official
seal.
(New Mexico)
DEBORAH SMITH
NOTARY PUBLIC
iTATE OF COLORADO
This instrument was acknowledged before me on MARCH 9
, 2007, by Gary W. Vick, as Senior Vice President of
AMERICAN NATIONAL BANK, a national banking association, f/k/a THE
BANK OF CHERRY CREEK, N.A., f/k/a THE BANK OF CHERRY CREEK (A
BRANCH OF WESTERN NATIONAL BANK), on behalf of said national
banking association. Given under my hand and official seal.
~IO~ ~¡1 ~
DEBORAH SMITH , tary Public
(Name Printed)ArnerIoan Nattcma1 BanIt
Residing at :·:··~~-åoss Eas~ Flr.<;t Avrm..7
/
þøn\fijf, Ow t) ;):tJ'!}!i ' \
. ~..
3/7.Q , 20-LQ
'Ay CaIIII1ission Expiea
(SEAL)
My commission expires:
-16-
...,r~Q'tb9
O~jWJc:J
000612
SCHEDULE I
PRIOR SECURITY DOCUMENTS
1. The November 15, 1991 Mortgage, Security Agreement,
Assignment and Financing Statement was filed and recorded as
follows:
State
Filing Reoording Data
County Date Book Paqe
Moffat 03/06/92 649 127
Campbell 03/16/92 1181 Photos 360
Crook 03/10/92 308 Photos 676
Johnson 03/09/92 251 65
Sweetwater 03/10/92 824 390
Colorado
wyoming
Wyoming
Wyoming
Wyoming
2. The May 1, 1995 Mortgage, Deed of Trust, Assignment of
Production, Security Agreement and Financing statement was filed
and recorded as follows:
Filing Reoording Data
state County Date Book Paqe
New Mexico Rio Arriba 07/17/95 193 151
Utah Uintah 05/31/95 596 652
Wyoming Campbell 05/30/95 13 37 Photos 64
Wyoming Lincoln 05/30/95 368 PR 599
Wyoming Sweetwater 05/30/95 863 770
3. The December 14, 2000 Amended and Restated Mortgage,
Security Agreement, Assignment, Financing Statement and Fixture
Filing was filed and recorded as follows:
Filing Recording Data
state County Date Book Paqe
Colorado Moffat 03/09/01 Doc. #2001L 1001
New Mexico Eddy 03/29/01 410 283
New Mexico Rio Arriba 03/22/01 344 138
Utah Uintah 03/28/01 755 323
Wyoming Campbell 03/08/01 1650 Photos 527
Wyoming Campbell 05/14/01 1664 Photos 637
Wyoming Crook 03/08/01 381 Photos 524
Wyoming Johnson 03/08/01 284 682
Wyoming Lincoln 03/19/01 461 170
Wyoming Sweetwater 03/09/01 933 1350
1-1
O~ZS16S
00061.3
SCHEDULE I (CONT.)
4. The December 20, 2002 Mortgage-Short Term Mortgage
Redemption, Security Agreement, Assignment, Financing Statement
and Fixture Filing was filed and recorded as follows:
State
County
Filing
Date
Recording Data
Book Paqe
Colorado
Moffat
01/21/03
Doc. #2003L 360
5. The October 31, 2003 Mortgage-Short Term Mortgage
Redemption, Security Agreement, Assignment, Financing Statement
and Fixture Filing was filed and recorded as follows:
state
Filing Recording Data
County Date Book Paqe
Moffat 11/21/03 #2003-L-5907
Lea 11/21/03 1267 784
Billings 11/24/03 95 Mtgs. 243
Duchesne 11/25/03 . M302 584
Campbell 12/12/03 1933 Photos 83
Carbon 11/24/03 1049 213
Park 12/01/03 Recep. #2003-11406
Sweetwater 12/09/03 990 967
Colorado
New Mexico
N. Dakota
Utah
wyoming
Wyoming
Wyoming
Wyoming
1-2
Ü~2S1.69
000614
PREAMBLE TO
EXHIBIT "A"
1. Well names, unit designations, unit tract descriptions
and descriptions of undivided leasehold interests, Net
Revenue Interests and Working Interests contained in
Exhibit "A" shall not be deemed to limit the interests
covered hereby.
2. Reference is made to the land descriptions contained in
the documents of title recorded as described in Exhibit
"A". To the extent that any land description in Exhibit
"A" is incorrect or not legally sufficient, the land
descriptions contained in the leases or .other documents
recorded as described in Exhibit "A" are incorporated
herein by this reference.
3. Unless provided otherwise, all recording references in
Exhibit "A" are to the official real property records of
the county or counties in which the Interests are located
and in which records such documents are or in the past
have been customarily recorded, whether Deed Records, Oil
and Gas Records, Oil and Gas Lease Records or other
records.
4. Unless marked with a percentage symbol (%), the "Working
Interests" ("WI") and "Net Revenue Interests" ("NRI")
described in Exhibit "A" are expressed in decimal
equivalents, e.g., 1.00 = 100 percent.
A-i
O~Z8169
Exhibit "A" to that certain Mortgage-Short Term Mortgage Redemption, SecuQP06j.5
Agreement, Assignment, Financing Statement and Fixture Filing from A. G.
Andrikopoulos Resources, Inc. to American National Banle
Lease Name:
Lease Description:
Lease Interest:
Subject Wells:
.
Lincoln County, Wyoming Schedule
W-42289
T. 25 N..R. 112 W.. 6th P.M.
Section 23: All
Section 24: W /2
Containing 960.00 Gross and Net Acres
Lincoln County, Wyoming
4.75% Overriding Royalty Interest
West Swan #23-1
West Swan #23-2
West Swan #23-3
West Sw:an #23-4
West Swan #23-5
. .
West Swan #23-6
West Swan #7-26D
West Swan #24-2X
West Swan #24-3R
West Swan #24-9 (9.351835% Paliic. Factor)
West Swan #24-12
West Swan #24-14
West Swan Unit (18.306217% Partie. Factor)
Lease Name: W-57878
.. -- . ili
Lease Descnptlûn: T. 25 N.. R. III W.. 6 P.M.
Section 30: Lots 7 thru 10 (fka Lots 1,2, E/2NW/4)
Containing 158.61 Gross and Net Acres
Lincoln County, Wyoming
3.9296875% Overriding Royalty Interest
West Swan #24-9 (9.295724% Partie. Factor)
West Swan Unit (18.19638% Partie. Factor)
Lease Interest:
Subject Wells:
O~28'169
Lease Name:
Lease Description:
Lease Interest:
Subject Wells:
00061G
W-88014
T. 25 N., R. 111 W., 6th P.M.
Section 30: Lots 13, 14, 19,20 (fka SE/4)
Section 31: Lots 1,2,7,9,12,13,18,19 (fka Lots 1,2, E/2NW/4,
SE/4)
Section 32: Lots 3-6, 9, 10, 15, 16 (fka NW/4, SE/4)
Containing 800.01 Gross and Net Acres
Lincoln County, Wyoming
3.9296875% Overriding Royalty Interest
West Swan #30-3 (50% Partie. Factor)
West Swan #30-4 (50% Partie. Factor)
West Swan #30-5 (50% Partie. Factor)
West Swan #30-6 (50% Partie. Factor)
West Swan #30-8 (50% Partie. Factor)
West Swan #30-9 (50% Partie. Factor)
West Swan #30-11 (50% Partie. Factor)
West Swan #31-1 #1 (50% Partie. Factor)
West Swan #31-4 (50% Partie. Factor)
West Swan #31-6 (50% Partie. Factor)
West Swan B #32-1 (50% Partie. Factor)
West Swan #32-2 #2 (50% Partie. Factor)
West Swan #32-3 (50% Partie. Factor)
West Swan #32-4 (50% Partie. Factor)
West Swan #32-5 (50% Partie. Factor)
West Swan #32-6 (50% Partie. Factor)
Reservoir Unit 65-1