HomeMy WebLinkAbout952052Lincoln County, Wyoming
Sublette County, Wyoming
Sweetwater County, Wyoming
Uinta County, Wyoming
MORTGAGE, SECURITY AGREEMENT,
ASSIGNMENT OF PRODUCTION
AND FINANCING STATEMENT
Dated as of January 28, 2010
RECEIVED 2/8/2010 at 1:07 PM
RECEIVING 952052
BOOK: 742 PAGE: 76
JEANNE WAGNER
LINCOLN COUNTY CLERK, KEMMERER, WY
C 06076
THIS INSTRUMENT CONTAINS AFTER ACQUIRED PROPERTY PROVISIONS, SECURES PAYMENT OF
FUTURE ADVANCES, AND COVERS PROCEEDS OF COLLATERAL.
THIS INSTRUMENT COVERS AS- EXTRACTED COLLATERAL; THE INTEREST OF MORTGAGOR IN
MINERALS OR THE LIKE (INCLUDING OIL AND GAS) BEFORE EXTRACTION AND THE SECURITY
INTEREST CREATED BY THIS INSTRUMENT ATTACHES TO SUCH MINERALS AS EXTRACTED AND TO
THE ACCOUNTS RESULTING FROM THE SALE THEREOF AT THE WELLHEAD OR WELLHEADS OF THE
WELL OR WELLS LOCATED ON THE REAL PROPERTY DESCRIBED HEREIN.
THIS INSTRUMENT COVERS GOODS WHICH ARE OR ARE TO BECOME FIXTURES RELATED TO THE
REAL PROPERTY DESCRIBED HEREIN.
THIS INSTRUMENT IS TO BE FILED FOR RECORD, AMONG OTHER PLACES, IN THE REAL ESTATE OR
COMPARABLE RECORDS OF THE COUNTIES REFERENCED IN EXHIBIT A HERETO, AND SUCH FILING
SHALL SERVE, AMONG OTHER PURPOSES, AS A FIXTURE FILING AND AS A FINANCING STATEMENT
FOR AS- EXTRACTED COLLATERAL.
MORTGAGOR HAS AN INTEREST OF RECORD IN THE REAL ESTATE AND IMMOVABLE PROPERTY
CONCERNED, WHICH INTEREST IS DESCRIBED HEREIN.
For purposes of filing this Mortgage as a financing statement: Mortgagor is the debtor and Mortgagee is the
secured party. Mortgagor is a limited liability company organized under the Laws of the State of Delaware and
qualified to do business in the State of Wyoming, its organizational identification number in Delaware is
4506452, and its mailing address is 61 Inverness Drive East, Suite 220, Englewood, Colorado 80112.
Mortgagee's mailing address is One Shell Plaza, 910 Louisiana, Houston, Texas 77002.
5471386v.3 3134/1433
Please return this document with filing information
to
Bradley R. Geier
Winstead PC
1201 Elm Street, Suite 5400
Dallas, Texas 75270
MORTGAGE, SECURITY AGREEMENT,
ASSIGNMENT OF PRODUCTION AND FINANCING STATEMENT
KNOW ALL MEN BY THESE PRESENTS: c ,.et077
THIS MORTGAGE, SECURITY AGREEMENT, ASSIGNMENT OF PRODUCTION, AND
FINANCING STATEMENT (this "Mortgage is made and entered into as of January 28, 2010, by CROWN
ENERGY PARTNERS, LLC, a Delaware limited liability company "Mortgagor to COMERICA BANK, as
Administrative Agent "Mortgagee for the ratable benefit of the Secured Parties. The addresses of Mortgagor
and Mortgagee appear on the cover page and in Section 6.10 of this Mortgage. Capitalized terms not defined in
the body of this Mortgage are defined in Section 6.13 hereof.
RECITALS
A. Lenders have extended a credit facility to Mortgagor which is evidenced by Mortgagor's
promissory notes made payable to the order of Lenders in the aggregate principal sum of $50,000,000 further
described in Section 1.2 hereof.
B. One or more of the Secured Parties may from time to time enter into one or more Hedging
Transactions, and Mortgagor will directly or indirectly benefit therefrom.
C. Mortgagor is the owner of an interest in all of the properties described on Exhibit A to this
Mortgage. Mortgagor desires to mortgage the property as described on Exhibit A hereto in order to secure the
notes described in Recitals A.
NOW THEREFORE, Mortgagor and Mortgagee agree as follows:
CONVEYANCE AND GRANT OF LIEN
Mortgagor, to secure payment and performance of the Obligation (hereinafter defined), and for and in
consideration of the sum of TEN AND NO /100 DOLLARS ($10.00) cash and other valuable consideration in
hand paid to Mortgagor, the receipt and sufficiency of which are hereby acknowledged, and for and in
consideration of the debt hereinafter mentioned, has GRANTED, BARGAINED, SOLD, ASSIGNED,
TRANSFERRED, MORTGAGED, CONVEYED AND WARRANTED, and by these presents does hereby
GRANT, BARGAIN, SELL, ASSIGN, TRANSFER, MORTGAGE, CONVEY AND WARRANT, to
Mortgagee, WITH POWER OF SALE, the real and personal properties, rights, titles, interests, and estates
described or to which reference is made in Paragraphs I through V, inclusive, below, whether now owned by
Mortgagor or hereafter acquired by Mortgagor (herein collectively called the "Mortgaged Property to -wit:
Paragraph I. Oil and Gas Leases and Other Properties. All of Mortgagor's undivided interest and title,
now owned or hereafter acquired, in and to (i) the oil, gas and mineral leases described and/or to which reference
may be made on Exhibit A attached hereto and made a part hereof for all purposes and incorporated herein by
reference as fully as if copied verbatim without regard to any surface acreage and/or depth limitations set forth on
Exhibit A, and any instrument executed in amendment, correction, modification, confirmation, renewal or
extension of any such leases (the "Subject Leases (ii) the oil, gas and other minerals in and under the lands
covered by the Subject Leases and/or the lands spaced, pooled or unitized therewith (the "Lands (iii) the oil,
gas and other mineral interests and estates in and under the Lands including working interests, royalties,
overriding royalties, net profits interests and production payments (the "Subject Interests'); (iv) any and all oil
and gas units covering, in whole or in part, the Lands covered by, or derived or carved from, the Subject Leases
and/or the Lands spaced, pooled or unitized therewith; (v) all pooling, communitization, unitization and similar
orders of governmental authorities, bodies and commissions that cover all or any portion of the Lands; and (vi)
the Lands and all lands pooled, unitized or communitized therewith. It is expressly understood and agreed that (1)
Mortgagee shall not be liable in respect of the performance of any covenant or obligation of Mortgagor
MORTGAGE— Page 1
concerning such Subject Leases, and (2) any decimal fractional interests set out on Exhibit A pertaining to the
Subject Leases have been appended for purposes of certain representations and warranties of Mortgagor with
respect to title and for informational purposes only, and shall not limit in any way whatsoever the interest of
Mortgagor in the Subject Leases;
Paragraph II. Hydrocarbons. All oil, gas, casinghead gas, drip gasoline, natural gasoline and condensate,
all other liquid and gaseous hydrocarbons, and all other minerals, whether similar to the foregoing or not (herein
collectively called "Hydrocarbons now or hereafter accruing to or produced from the Subject Interests and/or
to which Mortgagor now or hereafter may be entitled as a result of or by virtue of its record and/or beneficial
ownership of any one or more of the Subject Interests;
Paragraph III. Contracts. All present and future rights of Mortgagor (including all rights to receive
payments, including lease bonuses, rents, tolls, incomes, and royalties) under or by virtue of all present and future
operating agreements, contracts for the purchase, exchange, processing, transportation or sale of Hydrocarbons,
and other contracts and agreements relating in any way to all or any part of the Mortgaged Property, as the same
may be amended or supplemented from time to time (herein collectively called the "Subject Contracts
Paragraph N. Other Property. All tenements, hereditaments, appurtenances, and properties in anywise
appertaining, belonging, affixed, or incidental to the Subject Interests, in which Mortgagor now owns or hereafter
acquires an interest, including any and all property, real or personal, in which Mortgagor now owns or hereafter
acquires an interest which is situated upon and/or used or useful in connection with all or any part of the Subject
Interests and including all pipelines, gathering lines, trunk lines, lateral lines, pipeline easements and rights -of-
way, compressor, dehydration units, separators, heater treaters, valves, flow lines, gauge meters, alarms, supplies,
machinery, derricks, buildings, tanks, wells, well bores, casings, christmas trees, tubing, rods, liquid extractors,
engines, boilers, tools, appliances, cables, wires, surface leases, rights -of -way, easements, servitudes, and
franchises, and all accessions, additions, substitutes and replacements to or for, and all accessories and
attachments to any of the foregoing (all such surface leases, easements, licenses, rights -of -way, and franchises
being herein called the "Subject Easements," and all such tangible property described in this Paragraph N being
herein called the "Personal Property and
Paragraph V. Other Rights to Hydrocarbons. Any and all other rights, titles, estates, royalties, and
interests (whether or not presently included in the Subject Interests) now owned or hereafter acquired by
Mortgagor in and to all reversions, remainder, tolls, rents, revenues, issues, proceeds, earnings, income, and
profits from the Lands.
TO HAVE AND TO HOLD the Mortgaged Property, together with all and singular the rights,
privileges, contracts, and appurtenances now or hereafter at any time before the foreclosure or release hereof in
anywise appertaining or belonging thereto, unto Mortgagee and to Mortgagee's successors or substitutes
hereunder and to their successors and assigns, forever, and Mortgagor hereby binds and obligates Mortgagor and
Mortgagor's successors to warrant and forever defend, all and singular, the Mortgaged Property unto Mortgagee
and to Mortgagee's successors or substitutes hereunder and to their successors and assigns, against the lawful
claims of any and all Persons whomsoever claiming or to claim the same, or any part thereof, subject to the
Permitted Liens.
This conveyance is made upon the terms and provisions hereinafter set out to secure the full and final
payment and performance of the Obligation.
(a) the Mortgaged Property;
MORTGAGE Page 2
SECURITY INTEREST
To further secure the Obligation, Mortgagor hereby grants to Mortgagee a security interest in the entire
interest of Mortgagor (whether now owned or hereafter acquired) in and to:
CO-C2079
(b) all as- extracted collateral and all oil, gas and other Hydrocarbons and minerals produced from or
allocated to the Mortgaged Property, and any products processed or obtained therefrom (herein collectively called
the "Production and all Liens in the Production securing payment of the proceeds of the Production, including
those Liens provided under statutes enacted in the jurisdictions in which the Mortgaged Property is located;
(c) all equipment, inventory, improvements, fixtures, accessions, goods and other personal property
of whatever nature now or hereafter located on or used or held for use in connection with the Mortgaged Property
(or in connection with the operation thereof or the treating, handling, storing, transporting, processing or
marketing of Production) and all renewals or replacements thereof or substitutions therefor;
(d) all contract rights, contractual rights and other general intangibles related to the Mortgaged
Property, the operation thereof (whether Mortgagor is operator or non operator), or the treating, handling, storing,
transporting, processing or marketing of Production, or under which the proceeds of Production arise or are
evidenced or governed;
(e) all geological, geophysical, engineering, accounting, title, legal and other technical or business
data concerning the Mortgaged Property or the Production that are in the possession of Mortgagor or in which
Mortgagor can otherwise grant a security interest, and all books, files, records, magnetic media, computer records
and other forms of recording or obtaining access to such data;
(f) all money, documents, instruments, chattel paper, securities, accounts or general intangibles
arising from or by virtue of any transaction related to the Mortgaged Property or the Production (all of the
properties, rights and interests described in Subsections (a), (b), (c), (d) and (e) above and this Subsection (f)
being herein sometimes collectively called the "Collateral and
(g) all proceeds of the Collateral or payments in lieu of Production (such as "take or pay" payments),
whether such proceeds or payments are goods, money, documents, instruments, chattel paper, securities, accounts,
general intangibles, fixtures, real property or other assets (the Mortgaged Property, Collateral and the proceeds of
the Collateral and payments in lieu of Production, collectively, the "Property").
Upon the occurrence of any Event of Default, Mortgagee is and shall be entitled to all of the rights
afforded a secured party by the applicable Uniform Commercial Code with reference to the Collateral, or
Mortgagee may proceed as to both the real and personal property covered hereby in accordance with the rights
granted under this Mortgage with respect to the real property covered hereby. Such rights shall be cumulative and
in addition to those granted to Mortgagee under any other provision of this Mortgage or under any other
instrument executed in connection with or as security for all or any part of the Obligation.
REFERENCE IS MADE TO SECTION 6.13 FOR THE DEFINITIONS OF SEVERAL OF THE TERMS
USED HEREIN.
ARTICLE 1
SECURED OBLIGATION
This Mortgage is made to secure and enforce the following note or notes, guaranty, obligations,
indebtedness, covenants, conditions, agreements, loans, advances, debts, and liabilities (herein collectively called
the "Obligation
Section 1.1 Credit Agreement. All indebtedness and other obligations now or hereafter incurred or
arising pursuant to the provisions of that certain Revolving Credit Agreement dated as of January 28, 2010, by
and among Mortgagor, as borrower, the financial institutions from time to time party thereto (with their
successors and assigns, being collectively called herein the "Lenders"), and Mortgagee, as Administrative Agent
for the Lenders, and all supplements thereto and amendments or modifications thereof, and all agreements given
in substitution therefor or in restatement, renewal or extension thereof, in whole or in part (such Revolving Credit
MORTGAGE— Page 3
0:080
Agreement, as the same may from time to time be supplemented, amended or modified, and all other agreements
given in substitution therefor or in restatement, renewal or extension thereof, in whole or in part, being herein
called the "Credit Agreement including the "Indebtedness" as defined in the Credit Agreement.
Section 1.2 Notes. Those certain promissory notes executed and delivered by Mortgagor pursuant to
the Credit Agreement, having principal sums aggregated in an amount up to but not exceeding Fifty Million
Dollars ($50,000,000), bearing interest as specified therein (including interest occurring during the pendency of
any bankruptcy, insolvency, receivership or other similar proceeding, regardless of whether allowed or allowable
in such proceeding), being payable as provided therein, and, if not sooner matured (by acceleration or otherwise),
finally maturing on January 28, 2013 (as the same may be supplemented, amended, modified, extended, and
renewed, being collectively referred to herein as the "Notes
Section 1.3 Other Obligations of Mortgagor. Any and all other or additional indebtedness or
liabilities for which Mortgagor is now or may hereafter become liable to Lenders at any time and from time to
time, in any manner, either primarily or secondarily, absolutely or contingently, directly or indirectly, jointly,
severally, or jointly and severally, and whether matured or unmatured, including all indebtedness and liabilities
now or hereafter arising directly out of transactions between Mortgagor and Lenders or acquired by Lenders
outright, conditionally or as collateral security from another Person and whether or not created after payment in
full of the Notes if this Mortgage shall not have been released of record by Mortgagee.
Section 1.4 Indebtedness Arising Under Security Instruments. All indebtedness, obligations,
covenants, conditions, agreements, and liabilities arising pursuant to the provisions of this Mortgage and/or any
other security agreement, mortgage, collateral pledge agreement, contract, assignment, Credit Agreement of any
kind now or hereafter existing as security for, executed in connection with, or related to the Indebtedness (as
defined in the Credit Agreement) and/or any part thereof (each such agreement being herein called "other security
instruments
Section 1.5 Future Advances to Mortgagor. All other loans and future advances that any Secured
Party may now or hereafter make to Mortgagor, that Mortgagor and Secured Parties contemplate may be
necessary from time to time. Such future advances, if any, shall be made on such conditions as Mortgagor and
Secured Parties may negotiate, but it is specifically agreed that Secured Parties have not hereby agreed to advance
any such additional sums.
Section 1.6 Hedging Agreements. Any and all obligations, contingent or otherwise, whether now
existing or hereafter arising under any Hedging Agreement (which amounts shall be deemed to be the Swap
Termination Values under such Hedging Agreements as of the date the Obligation is being determined).
Section 1.7 Costs and Expenses. All sums advanced and costs and expenses incurred by Mortgagee
and/or Secured Parties, including all accounting, engineering, management, consulting or like fees, and
reasonable legal fees, made and incurred in connection with the foregoing Sections 1.1, 1.2, 1.3, 1.4, 1.5 and 1_6,
or any part thereof, or in connection with the acquisition, perfection, realization, maintenance, or preservation of
the security therefor, or in connection with the following Section 1.8, or any part thereof, whether such advances,
costs, or expenses shall have been made and incurred at the request of Mortgagor or Mortgagee and/or Secured
Parties.
Section 1.8 Renewals, Extensions, and Rearrangements. Any and all renewals, extensions,
increases, rearrangements and/or substitutions of all or any part of the Notes, indebtedness, obligations, debts,
loans, advances, covenants, agreements, and liabilities described or to which reference is made in the foregoing
Sections 1.1, 1.2, 1.3, 1.4, 1.5, 1.6 and 1.7.
MORTGAGE— Page 4
ARTICLE 2
CERTAIN REPRESENTATIONS, WARRANTIES,
AND COVENANTS OF MORTGAGOR
co
Section 2.1 Representations and Warranties. With knowledge that Mortgagee is relying on the
representations and warranties made herein without independent investigation, Mortgagor hereby covenants,
agrees, represents, and warrants to Mortgagee that:
(a) Valid and Subsisting Leases. The Subject Leases are valid and subsisting and are in full force
and effect.
(b) Authority. Mortgagor has authority to execute this Mortgage, to grant, bargain, sell, mortgage,
assign, transfer, and convey the Mortgaged Property to Mortgagee pursuant to this Mortgage, and to make the
covenants, representations, warranties, and assignments contained in this Mortgage.
(c) Title. Mortgagor (i) has good and defensible title to, (ii) is lawful owner and holder of, and (iii) is
possessed of the Mortgaged Property free and clear of any and all Liens except Permitted Liens.
(d) Interests. With respect to each Mortgaged Property, the ownership of Mortgagor in such
Mortgaged Property does and will, (i) with respect to each well described in Exhibit A hereto in connection with
such Mortgaged Property, (A) entitle Mortgagor to receive (subject to the terms and provisions of this Mortgage)
a decimal share of the Production produced from, or allocated to, such well equal to not less than the decimal
share set forth in Exhibit A in connection with such well opposite the words "Net Revenue Interest" (or words of
similar import), (B) cause Mortgagor to be obligated to bear a decimal share of the cost of exploration,
development and operation of such well not greater than the decimal share set forth in Exhibit A in connection
with such well opposite the words "Working Interest" (or words of similar import) and (ii) if such Mortgaged
Property is shown in Exhibit A to be subject to a unit or units, with respect to each such unit, (A) entitle
Mortgagor to receive (subject to the terms and provisions of this Mortgage) a decimal share of Production
produced from, or allocated to, such unit equal to not less than the decimal share set forth in Exhibit A in
connection with such Mortgaged Property opposite the words "Unit Net Revenue Interest" or words of similar
import (and if such Mortgaged Property is subject to more than one unit, words identifying such interest with such
unit), and (B) obligate Mortgagor to bear a decimal share of the cost of exploration, development and operation of
such unit not greater than the decimal share set forth in Exhibit A in connection with such Mortgaged Property
opposite the words "Unit Working Interest" or words of similar import (and if such Mortgaged Property is subject
to more than one unit, words identifying such interest with such unit); such shares of Production which Mortgagor
is entitled to receive, and shares of expenses which Mortgagor is obligated to bear, are not and will not be subject
to change (other than changes which arise pursuant to non consent provisions of operating agreements described
in Exhibit A in connection with such Mortgaged Property, respectively, in connection with operations hereafter
proposed) except, and only to the extent that, such changes are reflected in Exhibit A. There is not and will not be
any unexpired financing statement covering any part of the Property on file in any public office naming any party
other than Mortgagee as secured party. The execution, delivery and performance of this Mortgage and the
creation of the Liens hereunder do not violate any provision or constitute a default under any operating agreement
or other instrument which affects any Mortgaged Property or to which Mortgagor is a party.
(e) Advance Payment Contract. Mortgagor is not a party to any Advance Payment Contract affecting
or relating to any of the Subject Interests not heretofore disclosed to Mortgagee in writing.
(f) Environmental.
(i) Current Status. The Mortgaged Property and Mortgagor and, to the best knowledge of
Mortgagor, any property adjoining the Mortgaged Property are not in violation of or subject to any
existing, pending or, to the best knowledge of Mortgagor, threatened investigation or inquiry by any
governmental authority or to any remedial obligations under any Hazardous Material Laws, and this
representation will continue to be true and correct following disclosure to the applicable governmental
authorities of all relevant facts, conditions, and circumstances, if any, pertaining to the Mortgaged
Property and Mortgagor. The Associated Property is not in violation of any Hazardous Material Law for
which Mortgagor or its predecessors in interest in the Mortgaged Property would be responsible. As used
MORTGAGE— Page 5
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in this Mortgage, the term "Associated Property" means any and all real and/or personal property interests
in and to (and/or carved out of) the Lands which are described or referred to as Exhibit A hereto, or which
are otherwise described in any of the oil, gas and/or mineral leases or other instruments described or
referred to in such ExhibitA.
(ii) Future Performance. Mortgagor will not cause or permit the Property, the Associated
Mortgaged Property or Mortgagor to be in violation of, or do anything or permit anything to be done
which will subject the Mortgaged Property or the Associated Property to any remedial obligations under
any Hazardous Material Laws assuming disclosure to the applicable governmental authorities of all
relevant facts, conditions and circumstances, if any, pertaining to. the Mortgaged Property or Associated
Property and Mortgagor will promptly notify Mortgagee in writing of the presence of any Hazardous
Material on the Mortgaged Property or Associated Property for which remediation is required and of any
existing, pending or, to the best knowledge of Mortgagor, threatened investigation or inquiry by any
governmental authority in connection with any Hazardous Material Laws. Mortgagor will take all steps
necessary to determine that no Hazardous Materials have been disposed of or otherwise released on or to
the Mortgaged Property or Associated Property except in accordance with Hazardous Material Laws.
Mortgagor will not cause or permit the disposal or other release of any Hazardous Materials on or to the
Mortgaged Property, or the Associated Property or any property adjoining the Mortgaged Property except
in accordance with Hazardous Material Laws and covenants and agrees to keep or cause the Mortgaged
Property and the Associated Property to be kept free of any Hazardous Materials and to remove the same
(or if removal is prohibited by Law, to take whatever action is required by Law) promptly upon discovery
at its sole expense. Without limitation of Mortgagee's rights to declare an Event of Default hereunder and
to exercise all remedies available by reason thereof, in the event Mortgagor fails to comply with or
perform any of the foregoing covenants and obligations, Mortgagee may (without any obligation, express
or implied) remove any Hazardous Materials from the Mortgaged Property or the Associated Property (or
if removal is prohibited by Law, take whatever action is required by Law) and the cost of the removal or
such other action shall be a demand obligation owing by Mortgagor to Mortgagee pursuant to this
Mortgage. Mortgagor grants to Mortgagee and its agents, employees, contractors and consultants access
to the Mortgaged Property and the Associated Property and the license (which is coupled with an interest
and irrevocable while this Mortgage is in effect) to remove the Hazardous Materials (or if removal is
prohibited by Law, to take whatever action is required by Law) and agrees to indemnify and hold
Mortgagee and Secured Parties harmless from all costs and expenses involved therewith. Upon
Mortgagee's reasonable request, at any time and from time to time during the existence of this Mortgage,
Mortgagor will provide at Mortgagor's sole expense an inspection or audit of the Mortgaged Property and
the Associated Property from an engineering or consulting firm approved by Mortgagee, indicating the
presence or absence of Hazardous Materials on the Mortgaged Property. If Mortgagor fails to provide
same after ten (10) days' notice, Mortgagee may order same, and Mortgagor grants to Mortgagee and its
employees, agents, contractors and consultants access to the Mortgaged Property and the Associated
Property and a license (which is coupled with an interest and irrevocable while this Mortgage is in effect)
to perform such inspections and tests. The cost of such inspections and tests shall be a demand obligation
owing by Mortgagor to Mortgagee pursuant to this Mortgage. Mortgagee's rights under this paragraph
are for the sole purpose of protecting Mortgagee's security for the repayment of the secured indebtedness
and shall not under any circumstance be construed as granting the right to participate or constitute
participation in the management of the Mortgaged Property or the business conducted thereon.
(g) Compliance with Applicable Laws. Mortgagor represents that, to the best of its knowledge,
Mortgagor is currently in compliance with all applicable Laws governing Mortgagor's ownership, use and
operation of the Mortgaged Property.
(h) Rents, Royalties and Taxes. All rents and royalties due and payable under the Subject Leases
have been paid or otherwise accounted for and all Hydrocarbon severance and production Taxes, windfall profit
Taxes, and all property Taxes payable by Mortgagor with respect to the Mortgaged Property have been paid.
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(i) Condition of Personal or Movable Property. The equipment, inventory, improvements, fixtures,
goods and other tangible personal /movable property forming a part of the Property are and will remain in good
repair and condition and are and will be adequate for the normal operation of the Property in accordance with
prudent industry standards; all of such Property is, and will remain, located on the Mortgaged Property, except for
that portion thereof which is or shall be located elsewhere (including that usually located on the Mortgaged
Property but temporarily located elsewhere) in the course of the normal operation of the Property.
Section 2.2 Covenants of Mortgagor. Mortgagor, for Mortgagor and Mortgagor's successors,
covenants and agrees, unless otherwise specifically permitted or allowed in the Credit Agreement, to do the
following:
(a) Additional Documents. At any time, and from time to time, upon request by Mortgagee,
Mortgagor will forthwith execute and deliver to Mortgagee any and all additional instruments and further
assurances, and Mortgagor will do all other acts and things, as may be necessary or proper, in Mortgagee's
opinion, to effect the intent of these presents and to evidence and perfect more fully the rights and Liens herein
created and intended to be created and to protect the rights of Mortgagee hereunder.
(b) Existence. If applicable, Mortgagor will continuously maintain Mortgagor's existence in good
standing as a limited liability company in the State in which organized and its due qualification as a foreign
limited liability company under the Laws of each jurisdiction where its ownership, lease or operation of property
or the conduct of its business requires such qualification.
(c) Cure of Defects. (1) If the validity or priority of this Mortgage or of any rights or Liens created
or evidenced hereby with respect to the Mortgaged Property or any material part thereof shall be endangered or
questioned, or shall be attacked directly or indirectly, or (2) if any legal proceedings are instituted against
Mortgagor with respect thereto, or (3) should any adverse claim be made against or cloud develop upon the title
to any of the Mortgaged Property other than Permitted Liens, Mortgagor will give written notice thereof within
three (3) business days of such event to Mortgagee and, at Mortgagor's own cost and expense, and Mortgagor will
diligently endeavor to cure any defect that may be developed or claimed, and Mortgagor will take all necessary
and proper steps for the defense of such legal proceedings, including the employment of counsel acceptable to
Mortgagee, the prosecution or defense of litigation and the release or discharge of all adverse claims, and
Mortgagee (whether or not named as a party to legal proceedings with respect thereto), are hereby authorized and
empowered to take such additional steps as in their judgment and discretion may be necessary or proper for the
defense of any such legal proceedings, including the prosecution or defense of litigation, and the compromise or
discharge of any adverse claims made with respect to the Mortgaged Property, and all expense so incurred of
every kind and character shall be a demand obligation owing by Mortgagor to Mortgagee.
(d) [Reserved]
(e) Payment of Taxes. Mortgagor will pay, or cause to be paid, before delinquent, all lawful taxes in
respect to the Mortgaged Property, or any part thereof, and from time to time, upon request of Mortgagee,
Mortgagor will furnish to Mortgagee evidence satisfactory to Mortgagee of the timely payment of such taxes.
(0 Maintenance of Subject Leases, Contracts, and Easements. Mortgagor will perform all
obligations under and maintain all Subject Leases, Subject Contracts, and Subject Easements in full force and
effect and Mortgagor will not permit to occur the surrender, abandonment, release, or termination of any Subject
Lease, Subject Contracts, or Subject Easements, so long as the Subject Interests covered thereby or relating
thereto are capable of producing Hydrocarbons in paying quantities.
(g) Maintenance of Mortgaged Property. Mortgagor will at all times maintain, preserve, and keep the
Mortgaged Property in good repair and condition, reasonable wear and tear excepted, and from time to time, make
all necessary and proper repairs, replacements, and renewals, and Mortgagor will not commit or permit any waste
on or of the Mortgaged Property, or do anything to the Mortgaged Property that may impair its value.
MORTGAGE— Page 7
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(h) Payment for Labor and Materials. Mortgagor will promptly pay all bills for labor and materials
incurred in connection with the Mortgaged Property, and Mortgagor will never permit to be fixed against the
Mortgaged Property, or any part thereof, any Lien, even though inferior to the Lien hereof, for any such bill which
may be legally due and payable, except a Permitted Lien.
(i) Mortgage Taxes. At. any time any Law shall be enacted imposing or authorizing the imposition
of any tax upon this Mortgage, or upon any Lien created hereby, Mortgagor will immediately pay all such taxes;
provided that, in the. alternative, Mortgagor may, in the event of the enactment of such a Law, and must, if it is
unlawful for Mortgagor to pay such taxes, prepay that portion of the Obligation which Mortgagee in good faith
determines is secured by property covered by such Law within sixty (60) days after demand therefor by
Mortgagee.
(j) Performance of Covenants. Mortgagor will punctually and properly perform all of Mortgagor's
covenants, duties, and liabilities under the Credit Agreement, this Mortgage and any other security instrument.
(k) Inspection of Mortgaged Property. Mortgagor will allow Mortgagee to inspect the Mortgaged
Property and all records relating thereto, and to make and take away copies of such records.
(1) Operation of Mortgaged Property. Mortgagor will operate the Mortgaged Property, or cause it to
be operated, in a careful and efficient manner in accordance with the practices of the industry and in compliance
with all Subject Leases, Subject Contracts, Subject Easements, and Laws.
(m) Development Work. Mortgagor will do, or cause to be done, such development and other work
as may be reasonably necessary to protect from diminution and production capacity of the Mortgaged Property
and each producing well thereon.
(n) [Reserved]
(o) Compliance with Laws. Mortgagor will comply with all Laws, ordinances, rules and regulations
applicable to the Mortgaged Property and its ownership, use and operation.
(p) [Reserved]
(q) [Reserved]
(r) Title Assurances. Mortgagor will furnish to Mortgagee copies of any title opinions, any abstracts
of title, and any title information as Mortgagee may request from time to time that Mortgagor has or may
hereafter obtain affecting any part of the Mortgaged Property.
(s) Principal Office. Mortgagor will maintain the principal office and place of business of Mortgagor
with all of Mortgagor's records and files relating to the Mortgaged Property at its address on the cover page
hereof, except for those customarily maintained where the Mortgaged Property is located.
(t) [Reserved]
(u) [Reserved]
(v) Properties Not Operated by Mortgagor. Anything in this Section 2.2 to the contrary
notwithstanding, Mortgagor, with respect to those Subject Interests which are operated by operators other than
Mortgagor, shall not be obligated itself to perform undertakings performable only by such operators and which
are beyond the control of Mortgagor. In each such case, however, Mortgagor will use such commercially
reasonable efforts to bring about the performance of any such undertakings required to be performed by such
operators.
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(w) Mortgage Registration Taxes and Recording Fees. Mortgagor will promptly pay any mortgage
registration or similar Taxes, recording fees and filing fees which may be required to be paid with respect to or in
connection with the filing and recordation of this Mortgage.
ARTICLE 3
DEFAULTS AND REMEDIES
Section 3.1 Defaults. The term "Event of Default" as used herein means an Event of Default under
and as defined in the Credit Agreement.
Section 3.2 Remedies. If an Event of Default shall occur and be continuing, Mortgagee may, at its
option, do any one or more of the following to the extent permitted by applicable Law:
(a) Payment or Performance by Mortgagee. If Mortgagor has failed to keep or perform any covenant
whatsoever contained in this Mortgage or any other security instrument, Mortgagee may, but shall not be
obligated to any Person to do so, perform or attempt to perform such covenant, and any payment made or expense
incurred in the performance or attempted performance of any such covenant shall be a part of the Obligation, and
Mortgagor promises, upon demand, to pay to Mortgagee, at the place where the Notes are payable, or at such
other place as Mortgagee may direct by written notice, all sums so advanced or paid by Mortgagee, with interest
at the Maximum Rate, from the date when paid or incurred by Mortgagee until paid by Mortgagor. No such
payment by Mortgagee shall constitute a waiver of any Event of Default. In addition to the Liens hereof,
Mortgagee shall be subrogated to all rights and Liens securing the payment of any debt, claim, tax, or assessment
for the payment of which Mortgagee may make an advance, or which Mortgagee may pay.
(b) Acceleration. Mortgagee may, at its option, declare the aggregate unpaid principal amount of and
interest on the Notes, and all other parts of the Obligation (other than liabilities under any Hedging Agreement) to
be, and the same shall thereupon become immediately due and payable without presentment, demand, protest,
notice of acceleration, notice of intent to accelerate, notice of protest or notice of dishonor, or any other notice of
any kind, all of which are expressly waived by Mortgagor.
(c) Foreclosure. Mortgagee may proceed with foreclosure, either by judicial foreclosure or statutory
foreclosure by advertisement and sale pursuant to the power of sale herein granted, in accordance with applicable
Law. In such event Mortgagee is hereby authorized and empowered, to the extent permitted by and in accordance
with applicable Law, to sell all or any part of the Mortgaged Property at one or more sales, as an entirety or in
parcels, at such place or places and otherwise in such manner and upon such notice as may be required by
applicable Law, or in the absence of any such requirement, as Mortgagee may deem appropriate, and to make
conveyance to the purchaser or purchasers thereof. Any sale of any part of the Mortgaged Property shall be made
to the highest bidder or bidders for cash, at the courthouse door of, or at such other place as may be required or
permitted by applicable Law in, the county (or judicial district) wherein the Lands included within the Mortgaged
Property to be sold is situated; provided that if the Lands are situated in more than one county (or judicial district),
such sale of the Mortgaged Property, or any part thereof, may be made in any county (or judicial district) wherein
any part of the Lands included within the Mortgaged Property to be sold is situated. Any such sale shall be made
at public outcry, on the day of any month, during the hours of such day and after written notices thereof have been
publicly posted in such places and for such time periods and after all Persons entitled to notice thereof have been
sent such notice, all as required by applicable Law in effect at the time of such sale; and nothing herein shall be
deemed to require Mortgagee to do, and Mortgagee shall not be required to do, any act other than as required by
applicable Law in effect at the time of such sale. Any such sale may be as a whole or in such parcels as
Mortgagee may select. After such sale, Mortgagee shall make to the purchaser or purchasers thereunder good and
sufficient deeds and assignments, in the name of Mortgagor, conveying the Mortgaged Property, or part thereof,
so sold to the purchaser or purchasers with special warranty of title (subject to Permitted Liens) by Mortgagor.
Sale of a part of the Mortgaged Property shall not exhaust the power of sale, but sales may be made from time to
time until the Obligation is paid and performed in full. It shall not be necessary to have present or to exhibit at
any such sale any of the Collateral. In addition to the rights and powers granted under the preceding provisions of
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this Subsection 3.2(c), if an Event of Default results from the failure to make a payment of any installment of the
Obligation, Mortgagee, at its option, at once or at any time thereafter while any matured installment remains
unpaid, without declaring the entire Obligation to be due and payable may orally or in writing direct Mortgagee to
enforce this Mortgage and to sell the Mortgaged Property subject to such unmatured Obligation and the Liens
securing its payment, in the same manner, on the same terms, at the same place and time, and after having given
notice in the same manner, all as provided in the preceding provisions of this Subsection 3.2(c). After such sale,
Mortgagee shall make due conveyance to the purchaser or purchasers. Sales made without maturing the
Obligation may be made hereunder whenever there is an Event of Default resulting from the failure to make a
payment of any installment of the Obligation without exhausting the power of sale granted hereby, and without
affecting in any way the power of sale granted under this Subsection 3.2(c) on the unmatured balance of the
Obligation (except as to any proceeds of any sale which Mortgagee may apply as a prepayment on the Obligation)
or the Liens securing payment of the Obligation. It is intended by each of the foregoing provisions of this
Subsection 3.2(c) that Mortgagee may, after any request or direction by Mortgagee, sell, not only the Subject
Interests included within, but also, all other items constituting a part of, the Mortgaged Property, or any part
thereof, along with the Lands, or any part thereof, included within the Mortgaged Property all as a unit and as a
part of a single sale, or may sell any part of the Mortgaged Property separately from the remainder of the
Mortgaged Property. It is agreed that, in any deed or assignment given by Mortgagee, any and all statements of
fact or other recitals therein made as to the identity of Mortgagee, or as to the occurrence or existence of any
Event of Default, or as to the acceleration of the maturity of the Obligation, or as to the request to sell, notice of
sale, time, place, terms and manner of sale, and the receipt, distribution and application of the money realized
therefrom, or as to the due and proper appointment of a substitute Mortgagee, and, without being limited by the
foregoing, as to any other act or thing having been duly done by Mortgagee, shall be taken by all courts of Law
and equity as prima facie evidence that the said statements or recitals state facts and are without further question
to be so accepted, and Mortgagor does hereby ratify and confirm any and all acts that Mortgagee may lawfully do
in the premises by virtue hereof. Mortgagee may appoint, in writing, any one or more Persons as Mortgagee's
agent and attorney -in -fact to act as Mortgagee under him and in his name, place and stead, to perform any one or
more acts necessary or incident to any sale under the rights and powers granted under the preceding provisions of
this Subsection 3.2(c) and the power of sale granted herein„ including the posting and filing of any notices, the
conduct of such sale and the execution and delivery of any instruments conveying the Mortgaged Property so
sold, but in the name and on behalf of Mortgagee. All acts done or performed by any such agent and attorney -in-
fact shall be valid, lawful and binding as if done or performed by Mortgagee.
(d) Suit. Mortgagee may proceed by suit or suits, at law or in equity, to enforce the payment and
performance of the Obligation in accordance with the terms hereof, of the Notes or the other security instruments,
or other documents and/or writings securing and/or evidencing the Obligation, to foreclose the Liens of this
Mortgage as against all or any part of the Mortgaged Property and to have all or any part of the Mortgaged
Property sold under the judgment or decree of a court of competent jurisdiction.
(e) Rights under the Uniform Commercial Code. Mortgagee may exercise any and all of the rights
and remedies available to a secured party under the Code or any other applicable Law.
(f) Appointment of Receiver. Mortgagee, as a matter or right and without regard to the sufficiency
of the security, and without any showing of insolvency, fraud or mismanagement on the part of Mortgagor, and
without the necessity of filing any judicial or other proceeding other than the proceeding for appointment of a
receiver, shall be entitled to the appointment of a receiver or receivers of the Mortgaged Property, or any part
thereof, and of the income, rents, issues and profits thereof.
(g) Possession of Mortgaged Property. Mortgagee may enter upon the Lands included within the
Mortgaged Property, take possession of the Mortgaged Property, and remove the Personal Property included
within the Mortgaged Property, or any part thereof, with or without any responsibility or liability on the part of
Mortgagee, take possession of any property located on or in the Mortgaged Property which is not a part of the
Mortgaged Property and hold or store such property at Mortgagor's expense.
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(h) Assemble Collateral. Mortgagee may require Mortgagor to assemble the Collateral included
within the Mortgaged Property, or any part thereof, and make it available to Mortgagee at a place to be designated
by Mortgagee which is reasonably convenient to Mortgagor and Mortgagee.
(i) Disposition of Collateral. After notification, if any, as hereafter provided in this
Subsection 3.2(h), Mortgagee may sell, lease or otherwise dispose of, at the office of Mortgagee, or on the Lands,
or elsewhere, as chosen by Mortgagee, all or any part of the Collateral included within the Mortgaged Property, in
its then condition, or following any commercially reasonable preparation or processing, and each sale [as used in
this Subsection 3.2(h), the term "sale" means any such sale, lease, or other disposition made pursuant to this
Subsection 3.2(h)] may be a unit or in parcels, by public or in private proceedings, and by way of one or more
contracts, and, at any sale, it shall not be necessary to exhibit the Collateral, or part thereof, being sold, leased or
otherwise disposed of. The sale of any part of the Collateral shall not exhaust Mortgagee's power of sale, but
sales may be made from time to time until the Obligation is paid and performed in full. Reasonable notification
of the time and place of any public sale pursuant to this Subsection 3.2(h), or reasonable notification of the time
after which any private sale is to be made pursuant to this Subsection 3.2(h), shall be sent to Mortgagor and to any
other Person entitled under the applicable Code to notice. It is agreed that notice sent or given not less than
twenty -one (21) calendar days prior to the taking of the action to which the notice relates, is reasonable
notification and notice for such purposes of this Subsection 3.2(h). Mortgagee shall be entitled to the expenses of
retaking, holding, preparing for sale or the like which shall include reasonable attorneys' fees and other expenses
of Mortgagee, which expenses shall be secured by this Mortgage.
(j) Surrender of Insurance Policies. Mortgagee may surrender the insurance policies maintained
pursuant to Subsection 2.2(n) hereof, or any part thereof, and receive and apply the unearned premiums as a credit
on the Obligation, and, in connection therewith, Mortgagor hereby appoints Mortgagee as the agent and attorney
in -fact for Mortgagor to collect such premiums.
(k) Other Remedies. Mortgagee shall have the right to exercise all other rights and remedies herein,
in any of the Loan Documents, or provided by law or in equity.
Section 3.3 Purchase of Mortgaged Property by Mortgagee. If Mortgagee is the purchaser of the
Mortgaged Property, or any part thereof (and it is specifically agreed that Mortgagee may be the purchaser of the
Mortgaged Property, or any part thereof, if permitted by applicable Law), at any sale thereof, whether such sale be
under the power of sale hereinabove vested in Mortgagee, or upon any other foreclosure of the Liens hereof, or
otherwise, Mortgagee shall, upon any such purchase, acquire good title to the Mortgaged Property so purchased,
free of the Liens of these presents.
Section 3.4 Operation of Properties by Mortgagee. Should any part of the Mortgaged Property
come into the possession of Mortgagee, whether before or after an Event of Default, Mortgagee may use or
operate (to the extent allowed under applicable operating arrangements) the Mortgaged Property for the purpose
of preserving it or its value, pursuant to the order of a court of appropriate jurisdiction, or in accordance with any
other rights held by Mortgagee in respect to the Mortgaged Property. Mortgagor covenants promptly to reimburse
and pay to Mortgagee, at the place where Notes are payable, or at such other place as may be designated by
Mortgagee in writing, the amount of all expenses (including the cost of any insurance, taxes, reasonable attorneys'
fees and other charges) incurred by Mortgagee in connection with its custody, preservation, use or operation of
the Mortgaged Property, together with interest thereon from the date incurred by Mortgagee at the Maximum
Rate, and all such expenses, cost, taxes, interest and other charges shall be a part of the Obligation. It is agreed,
however, that the risk of loss or damage to the Mortgaged Property is on Mortgagor, and Mortgagee shall have no
liability whatever for decline or diminution in value of the Mortgaged Property, nor for failure to obtain or
maintain insurance, nor for failure to determine whether any insurance ever in force is adequate as to amount or as
to the risks insured.
Section 3.5 Possession of Property After Foreclosure. In case the Liens hereof shall be foreclosed
by Mortgagee's sale, or by other judicial or non judicial action, the purchaser at any such sale shall receive, as an
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incident to his ownership, immediate possession of the Mortgaged Property, or any part thereof so conveyed, and,
subsequent to foreclosure, Mortgagor and Mortgagor's successors shall be considered as tenants at sufferance of
the purchaser at foreclosure sale, and anyone occupying the property after demand made for possession thereof
shall be guilty of forcible detainer and shall be subject to eviction and removal, forcible, or otherwise, with or
without process of law, and all damages by reason thereof are hereby expressly waived.
Section 3.6 Application of Proceeds. The proceeds from any sale, lease or other disposition made
pursuant to this Article 3, any proceeds of Hydrocarbons collected by Mortgagee pursuant to Article 4, and sums
received pursuant to Section 6.5 shall be applied by Mortgagee, first to the payment of any and all expenses
incurred by Mortgagee in foreclosing upon the Property and carrying out such sale (including any attorneys' fees);
second to the payment of any fees assessed by Mortgagee, and third to the payment or prepayment of the
Obligation, whether or not matured, as may be determined by Mortgagee in its sole discretion until the Obligation
is paid in full.
Section 3.7 Abandonment of Sale. In the event a foreclosure hereunder should be commenced by
Mortgagee in accordance with Subsection 3.2(c), Mortgagee may at any time before the sale direct Mortgagee to
abandon the sale, and exercise any other remedies available to Mortgagee.
Section 3.8 Waiver of Appraisement and Redemption. To the full extent Mortgagor may lawfully
do so, Mortgagor agrees that Mortgagor will not at any time insist upon, plead, claim or take the benefit or
advantage of any appraisement, valuation, stay, extension or redemption Laws, now or hereafter in force, in order
to prevent or hinder the enforcement of this Mortgage or the absolute sale of the Mortgaged Property or any part
thereof, or the possession thereof by any purchaser at any such sale, but Mortgagor, insofar as Mortgagor now or
hereafter may lawfully do so, hereby waives the benefit of all such Laws; provided, however, that the
appraisement of any of the Mortgaged Property is hereby expressly waived or not waived at the option of
Mortgagee, such option to be exercised prior to or at the time judgment is rendered in any foreclosure of this
Mortgage. Mortgagor also expressly waives, to the extent Mortgagor may lawfully do so, all rights to have the
Mortgaged Property marshaled upon any foreclosure of this Mortgage.
ARTICLE 4
ASSIGNMENT OF PRODUCTION
Section 4.1 Assignment and Additional Security. In addition to the conveyance to Mortgagee
herein made and to additionally secure the Obligation, Mortgagor has, subject to Section 7.21 of the Credit
Agreement, effective as of 7:00 o'clock a.m., local time, on the first day of the month in which this Mortgage is
executed, at the site of each of the Subject Leases, ASSIGNED, TRANSFERRED, MORTGAGED, CONVEYED
AND WARRANTED, and does hereby ASSIGN, TRANSFER, MORTGAGE, CONVEY AND WARRANT,
unto Mortgagee all of the following:
(a) All Hydrocarbons, and the proceeds therefrom and products obtained or processed therefrom
(such proceeds and products being herein called "Proceeds produced and to be produced from the Mortgaged
Property, and all rights of Mortgagor to security interests and Liens securing payment of Proceeds, including
those security interests and Liens provided for in the Code. Mortgagor hereby authorizes and empowers
Mortgagee to demand, collect and receive such Hydrocarbons and Proceeds, to endorse and cash any checks and
drafts payable to Mortgagor or Mortgagee for the account of Mortgagor received from or in connection with such
Hydrocarbons and Proceeds, to execute any release, receipt, division order, transfer order, and relinquishment or
other instrument that may be required or necessary to collect and receive such Hydrocarbons and Proceeds, and to
exercise any rights as the holder of security interests and Liens securing payment of Proceeds. Mortgagor hereby
authorizes and directs all pipeline companies, gathering companies, and others purchasing such Hydrocarbons or
having in their possession any such Hydrocarbons or Proceeds, to pay and deliver to Mortgagee all such
Hydrocarbons and Proceeds upon the written request of Mortgagee. Mortgagor agrees that all division orders,
transfer orders, receipts and other instruments which Mortgagee may from time to time execute and deliver for the
purpose of collecting or receipting for Hydrocarbons or Proceeds may be relied upon in all respects and that the
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same shall be binding upon Mortgagor and Mortgagor's successors. Mortgagor agrees to execute and deliver all
necessary, convenient and appropriate instruments, including transfer and division orders, which may be required
by Mortgagee in connection with the receipt by Mortgagee of such Hydrocarbons or Proceeds and to indemnify
and keep and hold Mortgagee free and harmless from all parties whomsoever having or claiming an adverse
interest in such Hydrocarbons and Proceeds and in this respect agrees to pay all expenses, costs, charges and
attorneys' fees that may be incurred by Mortgagee as to any of such matters.
(b) All proceeds hereafter payable to or to become payable to Mortgagor or to which Mortgagor is
entitled under all gas sales or exchange contracts, all oil, distillate, or condensate sales or exchange contracts, all
gas transportation contracts, and all gas processing contracts now or hereafter to become a part of the Mortgaged
Property.
(c) All amounts, sums, revenues, and income which become payable to Mortgagor from any of the
Mortgaged Property (including any after- acquired properties) or under any contract, present or future, relating to,
any gas pipeline system and processing plant or unit now or hereafter constituting a part of the Mortgaged
Property.
(d) All lease bonus, delay rentals, royalties and shut -in gas royalties which become payable to
Mortgagor from any of the Mortgaged Property.
Section 4.2 Transfer Orders. Mortgagor agrees to execute such transfer orders, payment orders,
division orders and other instruments as may be needed by Mortgagee or requested by it incident to its having all
assigned payments made direct to it. Mortgagor hereby authorizes and directs all such pipeline companies,
purchasers, transporters and other parties owing moneys to Mortgagor under contracts herein assigned, to pay
such amounts direct to Mortgagee upon the written request by Mortgagee as follows:
Comerica Bank, as Administrative Agent
999 18th Street, Suite 2001
Denver, Colorado 80202
and such authorization shall continue until this Mortgage is released. Mortgagee is authorized to collect, receive,
and give receipt for all such amounts, and no party making payment shall have any responsibility to see to the
application of any funds paid to Mortgagee but shall be fully protected in making such payment to Mortgagee
under the assignments herein contained. Should Mortgagee bring suit against any third party for collection of any
amounts or sums included within this assignment (and Mortgagee shall have the right to bring any such suit), it
may sue either in its own name or in the name of Mortgagor.
Section 4.3 Payment of Proceeds. In the event that, for its convenience, Mortgagee should elect
with respect to particular properties or contracts not to exercise immediately its right to receive Hydrocarbons or
proceeds, then the purchasers or other Persons obligated to make such payment shall continue to make payment to
Mortgagor until such time as written demand has been made upon them by Mortgagee that payment be made
directly to Mortgagee. Such failure to notify shall not in any way waive the right of Mortgagee to receive any
payments not theretofore paid out to Mortgagor before the giving of written notice. In this regard, in the event
payments are made directly to Mortgagee, and then, at the request of Mortgagee payments are, for a period of
time, paid to Mortgagor, Mortgagee shall nevertheless have the right, effective upon written notice, to require that
future payments be again made to Mortgagee.
Section 4.4 Proceeds Held in Trust by Mortgagor. If under any existing gas sales or exchange
agreements or products sales or exchange contracts, other than division orders or transfer orders, or under any gas
transportation contract, any proceeds are required to be paid by the purchaser or transporter direct to Mortgagor so
that under such existing agreements payment cannot be made to Mortgagee in the absence of foreclosure, then
Mortgagor's interest in all proceeds under such sales agreement and in all other proceeds which for any reason
may be paid to Mortgagor shall, when received by Mortgagor, constitute trust funds in his hands and shall be
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immediately paid over to Mortgagee, if Mortgagee has requested that such payments be delivered to it under this
assignment.
Section 4.5 Limitation of Liability of Mortgagee. Mortgagee is hereby absolved from all liability
for failure to enforce collection of the proceeds and amounts assigned under Section 4.1 above and from all other
responsibility in connection therewith, except the responsibility to account to the Person legally entitled thereto
(by application upon the Obligation or otherwise) for funds actually received. Mortgagor agrees to indemnify and
hold harmless Mortgagee against any and all liabilities, actions, claims, judgments, costs, charges, and attorneys'
fees by reason of the assertion that they or either of them have received, either before or after payment and
performance in full of the Obligation, funds from the production of Hydrocarbons claimed by third Persons, and
Mortgagee shall have the right to compromise and adjust any such claims, actions, and judgments, and in addition
to the rights to be indemnified as herein provided, all amounts paid by Mortgagee in compromise, satisfaction, or
discharge of any such claim, action or judgment, and all court costs, attorneys' fees, and other expenses of every
character incurred by Mortgagee, pursuant to the provisions of this section, shall be demand obligations owing by
Mortgagor and shall bear interest at the Maximum Rate from date of expenditure until paid and shall be secured
by the Liens created and granted by this Mortgage.
Section 4.6 Duty to Pay Obligation. Nothing contained herein shall limit Mortgagor's absolute duty
to make payment when due of the Obligation when the Proceeds received by Mortgagee pursuant to Section 4.1
hereof are insufficient to pay the same, and receipt of Proceeds under said Section 4.1 shall be in addition to all
other security now or hereafter existing to secure payment of the Obligation.
Section 4.7 Power of Attorney to Mortgagee. Mortgagor does hereby designate Mortgagee as the
agent of Mortgagor to act in the name, place and stead of Mortgagor for the purpose of taking any and all actions
deemed by Mortgagee necessary for the realization by Mortgagee of the benefits of the assignment of Proceeds
provided herein, recognizing such agency in favor of Mortgagee to be coupled with the interests of Mortgagor
under this Mortgage and, thus, irrevocable as long as this Mortgage is in force and effect. All Persons dealing
with Mortgagee, or any officer thereof, or any substitute, shall be fully protected in treating the powers and
authorities conferred by this Section as continuing in full force and effect until advised by Mortgagee that the
entire Obligation is fully and finally paid.
ARTICLE 5
FINANCING STATEMENT
Section 5.1 Effective as a Financing Statement. This Mortgage covers goods which are or are to
become fixtures on the real property described herein. This Mortgage shall be effective as a financing statement
filed as a fixture filing with respect to all fixtures included within the Property and is to be filed for record in the
real property records of each county in which any part of the Mortgaged Property (including said fixtures) is
situated. This Mortgage shall also be effective as a financing statement covering as- extracted collateral, minerals
or the like (including oil and gas) and accounts arising out of the sale at the wellhead or minehead of the wells or
mines located on the Mortgaged Property of oil, gas, or other minerals in which Mortgagor has an interest before
extraction, and is to be filed for record in the real property records of each county in which any part of the
Mortgaged Property is situated. Mortgagor is the debtor. This Mortgage shall also be effective as a financing
statement covering any other Property and may be filed in any other appropriate filing or recording office.
Regarding Mortgagor as debtor, Mortgagor's mailing address, type and state of organization, organizational
identification number are set forth on the cover page of this Mortgage. Regarding Mortgagee as secured party,
Mortgagee's mailing address is set forth on the cover page of this Mortgage.
Section 5.2 Reproduction of Mortgage as Financing Statement. A photographic or other
reproduction of this Mortgage or of any financing statement relating to this Mortgage shall be sufficient as a
financing statement for any of the purposes referred to in Section 5.1.
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Section 5.3 Notice to Account Debtors. In addition to the rights granted in Article 4 hereof,
Mortgagee may at any time notify the account debtors or obligors of any accounts, chattel paper, negotiable
instruments or other evidences of indebtedness included in the Collateral to pay Mortgagee directly.
Section 5.4 Filing of Financing Statement. Mortgagee shall have the right, without the consent or
joinder of Mortgagor, to execute and file with any governmental authority such financing statements, financing
statement amendments and continuation statements as may, in the sole discretion of Mortgagee, be necessary or
advisable to maintain, perfect or otherwise evidence the Lien of Mortgagee in and to any of the Mortgaged
Property. Mortgagor, as debtor, hereby expressly authorizes Mortgagee, as secured party, to file any such
financing statement without the signature of Mortgagor to the extent permitted by applicable Law.
ARTICLE 6
MISCELLANEOUS
Section 6.1 Release. If the Obligation is paid and performed in full in accordance with the terms of
this Mortgage and the Notes and other security instruments and documents and writings evidencing or securing all
or any part of the Obligation, and if Mortgagor shall well and truly perform all of Mortgagor's covenants
contained herein, then this conveyance shall be released at Mortgagor's request and expense; otherwise, it shall
remain in full force and effect, provided, however, that Mortgagor's warranties and indemnities contained in this
Mortgage shall survive the payment and performance of the Obligation and the release of this Mortgage.
Section 6.2 Rights Cumulative. All rights and Liens herein expressly conferred are cumulative of
all other rights and Liens herein, or by law or in equity provided, or provided in any other security instruments,
and shall not be deemed to deprive Mortgagee or Secured Parties of any such other legal or equitable rights and
Liens by judicial proceedings, or otherwise, appropriate to enforce the conditions, covenants and terms of this
Mortgage and other security instruments, and the employment or enforcement of any rights hereunder, or
otherwise, shall not prevent the concurrent or subsequent employment or enforcement of any other rights.
Section 6.3 Waivers. Any and all covenants in this Mortgage may from time to time, by instrument
in writing signed by Mortgagee and the Majority Lenders (as defined in the Credit Agreement) and delivered to
Mortgagor, be waived to such extent and in such manner as Mortgagee and the Majority Lenders may desire, but
no such waiver shall ever affect or impair Mortgagee's rights and Liens hereunder, except to the extent
specifically stated in such written instruments.
Section 6.4 Sale of Mortgaged Property. In the event Mortgagor or any of Mortgagor's successors
conveys any interest in the Mortgaged Property, or in any part thereof, to any other party, Mortgagee may,
without notice to Mortgagor or Mortgagor's successors, deal with any owner of any part of the Mortgaged
Property with reference to this Mortgage and the Obligation, either by way of forbearance on the part of
Mortgagee, or extension of time of payment of the Obligation, or release of all or any part of the Mortgaged
Property, or any other property securing payment and performance of the Obligation, without in any way
modifying or affecting Mortgagee's rights and Liens hereunder or the liability of Mortgagor or any other party
liable for payment and performance of the Obligation, in whole or in part; provided, that no action taken or
omitted to be taken by Mortgagee under this Section 6.4 shall be deemed a waiver of any Event of Default
occurring by reason of any such conveyance.
Section 6.5 Condemnation Sale. Mortgagee shall be entitled to receive any and all sums which may
be awarded or become payable to Mortgagor for the condemnation of the Mortgaged Property, or any part thereof,
for public or quasi public use, or by virtue of private sale in lieu thereof, and any sums which may be awarded or
become payable to Mortgagor for damages caused by public works or construction on or near the Mortgaged
Property. All such sums are hereby assigned to Mortgagee, and Mortgagor shall, upon request of Mortgagee,
make, execute, acknowledge and deliver any and all additional assignments and documents as may be necessary
from time to time to enable Mortgagee to collect and receipt for any such sums. Mortgagee shall not be, under
MORTGAGE— Page 15
any circumstances, liable or responsible for failure to collect, or exercise diligence in the collection of, any of
such sums.
Crown Energy Partners, LLC
61 Inverness Drive East, Suite 220
Englewood, Colorado 80112
Section 6.6 Renewals of Indebtedness. It is understood and agreed that the proceeds of the Notes or
of any further loans or advances, to the extent the same are utilized to renew or extend any indebtedness or take
up any outstanding Liens against the Mortgaged Property, or any portion thereof, have been advanced by Secured
Parties at Mortgagor's request and upon Mortgagor's representation that such amounts are due and payable.
Secured Parties shall be subrogated to any and all rights and Liens owned or claimed by any owner or holder of
such outstanding rights and Liens, however remote, regardless of whether such rights and Liens are acquired by
assignment or are released by the holder thereof upon payment.
Section 6.7 Waiver of Marshaling. Mortgagor hereby waives all rights of marshaling in the event
of any foreclosure of the Liens hereby created.
Section 6.8 Number and Gender of Words. Whenever herein the singular number is used, the same
shall include the plural where appropriate, and vice versa, and words of any gender shall include each other
gender where appropriate.
Section 6.9 Headings. The captions, headings, and arrangements used in this Mortgage are for
convenience only and do not in any way affect, limit, amplify, or modify the terms and provisions hereof.
Section 6.10 Notices. Whenever this Mortgage requires or permits any consent, approval, notice,
request or demand from one party to another, the consent, approval, notice, request, or demand must be in writing
to be effective and shall be deemed to have been given on the day personally delivered or, if mailed, on the day it
is enclosed in an envelope, properly stamped, sealed and deposited in a post office or official depository
maintained by the United States Postal Service, certified mail, return receipt requested, addressed to the party to
be notified at the address stated below (or at such other address as may have been designated by written notice):
If to Mortgagor:
If to Mortgagee:
Comerica Bank, as Administrative Agent
999 18th Street, Suite 2001
Denver, Colorado 80202
C; u92
Section 6.11 Governing Law. WITHOUT REGARD TO PRINCIPLES OF CONFLICTS OF
LAW, THIS MORTGAGE SHALL BE CONSTRUED AND ENFORCED IN ACCORDANCE WITH
AND GOVERNED BY THE LAWS OF THE STATE OF TEXAS APPLICABLE TO CONTRACTS
MADE AND TO BE PERFORMED ENTIRELY WITHIN THE STATE OF TEXAS AND THE LAWS
OF THE UNITED STATES OF AMERICA EXCEPT THAT TO THE EXTENT THAT THE LAW OF
THE STATE IN WHICH A PORTION OF THE MORTGAGED PROPERTY IS LOCATED (OR
WHICH IS OTHERWISE APPLICABLE TO A PORTION OF THE MORTGAGED PROPERTY)
NECESSARILY OR, IN THE SOLE DISCRETION OF MORTGAGEE, APPROPRIATELY GOVERNS
WITH RESPECT TO PROCEDURAL AND SUBSTANTIVE MATTERS RELATING TO THE
CREATION, PERFECTION AND ENFORCEMENT OF THE LIENS, SECURITY INTERESTS AND
OTHER RIGHTS AND REMEDIES OF MORTGAGEE GRANTED HEREIN, THE LAWS OF SUCH
STATE SHALL APPLY AS TO THAT PORTION OF THE MORTGAGED PROPERTY LOCATED IN
(OR OTHERWISE SUBJECT TO THE LAWS OF) SUCH STATE.
Section 6.12 Invalid Provisions. If any provision of this Mortgage is invalid or unenforceable in any
jurisdiction applicable to this Mortgage, then, to the extent permitted by Law, (a) the other provisions hereof shall
remain in full force and effect in such jurisdiction and shall be liberally construed in favor of Mortgagee in order
MORTGAGE— Page 16
C 0u093
to carry out the intentions of the parties hereto as nearly may be possible; and (b) the invalidity or
unenforceability of such provision in any jurisdiction shall not affect the validity or enforceability thereof in any
other jurisdiction. If the rights and Liens created by this Mortgage shall be invalid or unenforceable as to any part
of the Obligation, the unsecured portion of the Obligation shall be completely paid prior to the payment of the
remaining and secured portion of the Obligation, and all payments made on the Obligation shall be considered to
have been paid on and applied first to the complete payment of the unsecured portion of the Obligation.
Section 6.13 Definitions. In addition to the terms defined elsewhere herein, as used herein, the
following terms shall have the meanings indicated:
"Advance Payment Contract" has the meaning given such term in the Credit Agreement.
"Affiliate" has the meaning given such term in the Credit Agreement.
"Associated Property" has the meaning given such term in Section 2.1(f)(i) hereof.
"Capitalized Lease" means, as applied to any Person, any lease of any property (whether real, personal or
mixed) with respect to which the discounted present value of the rental obligations of such Person as lessee
thereunder, in conformity with GAAP, is required to be capitalized on the balance sheet of that Person.
"Code" means the applicable Uniform Commercial Code, if any, of each state where any of the
Mortgaged Property is situated.
"Collateral" has the meaning given such term in Paragraph (f) under the heading of "Security Interest" in
this Mortgage.
"Credit Agreement" has the meaning given such term in Section 1.1 hereof.
"Credit Parties" means Mortgagor and its Subsidiaries, and "Credit Party" means any one of them, as
the context indicates or otherwise requires.
"disposal or disposed" have the meanings specified in RCRA.
"Event of Default" has the meaning given such term in Section 3.1 hereof.
"GAAP" means, as of any applicable date of determination, generally accepted accounting principles in
the United States of America, as applicable on such date, consistently applied, as in effect from time to time.
"Hazardous Material" has the meaning given such term in the Credit Agreement.
"Hazardous Material Laws" has the meaning given such term in the Credit Agreement.
"Hedging Agreement" means any agreement relating to a Hedging Transaction entered into between
Mortgagor and any Lender or an Affiliate of a Lender.
"Hedging Transaction" means each interest rate swap transaction, basis swap transaction, forward rate
transaction, equity transaction, equity index transaction, foreign exchange transaction, cap transaction and floor
transaction, and a swap transaction, collar transaction, cap transaction or other derivative transaction which is
intended to reduce or eliminate risks related to interest rates, currency exchange rates, fluctuations in the price of
Hydrocarbons or financial market conditions (including any option with respect to any of these transactions and
any combination of any of the foregoing).
"holder" means any present or future holder of the Obligation or any part thereof.
MORTGAGE— Page 17
"Hydrocarbons" has the meaning given such term in Paragraph II under the heading of "Conveyance and
Grant of Lien" in this Mortgage.
xO 94
"Issuing Lender" means Comerica Bank in its capacity as issuer of one or more Letters of Credit
pursuant to the Credit Agreement, or its successor designated in accordance with the Credit Agreement.
"Lands" has the meaning given such term in Paragraph I under the heading of "Conveyance and Grant of
Lien" in this Mortgage.
"Laws" means all applicable constitution, treaties, statues, laws, ordinances, regulations, orders, writs,
injunctions or decrees of the United States or of any state, commonwealth, county, parish, municipality or
Tribunal.
"Lenders" has the meaning given such term in Section 1.1 hereof.
"Letter(s) of Credit" has the meaning given such term in the Credit Agreement.
"Lien" means any security interest in or lien on or against any property arising from any pledge,
assignment, hypothecation, mortgage, security interest, deposit arrangement, trust receipt, conditional sale or title
retaining contract, sale and leaseback transaction, Capitalized Lease, consignment or bailment for security, or any
other type of lien, charge, encumbrance, title exception, preferential or priority arrangement affecting property
(including with respect to stock, any stockholder agreements, voting rights agreements, buy -back agreements and
all similar arrangements), whether based on common law or statute.
"Loan Documents" has the meaning given such term in the Credit Agreement.
"Maximum Rate" has the meaning given such term in the Credit Agreement.
"Mortgage" has the meaning given such term in the preamble hereof.
"Mortgagee" means Comerica Bank, acting on behalf of the Secured Parties and its successors and
assigns in such capacity.
"Mortgagor" has the meaning given such term in the introductory paragraph hereof.
"Mortgaged Property" has the meaning given such term under the heading of "Conveyance and Grant of
Lien" in this Mortgage.
"Mortgagor's successors" means each and all of the immediate and remote successors, assigns, heirs,
executor, administrators, and legal representatives of Mortgagor.
"Note" or "Notes" has the meaning given to such term in Section 1.2 hereof.
"Obligation" has the meaning given such term in Article I hereof.
"other security instrument" has the meaning given such term in Section 1.4 hereof.
"Permitted Liens" has the meaning given such term in the Credit Agreement.
"Person has the meaning given such term in the Credit Agreement.
"Personal Property" has the meaning given such term in Paragraph IV under the heading of
"Conveyance and Grant of Lien" in this Mortgage.
MORTGAGE— Page 18
"Proceeds" has the meaning given such term in Section 4.1(a) hereof.
MORTGAGE Page 19
"Production" has the meaning given such term in Paragraph (b) under the heading of "Security Interest"
in this Mortgage.
"Property" has the meaning given such term in Paragraph (g) under the heading of "Security Interest" in
this Mortgage.
"release" shall have the meanings specified in CERCLA.
O✓5
"sale" has the meaning given such term in Subsection 3.2(h) hereof.
"Section" means a section of this Mortgage, unless specifically indicated otherwise.
"Secured Parties" means (a) Comerica Bank, in its capacity as Administrative Agent, the Lenders, any
Issuing Lender, the beneficiaries of each indemnification obligation undertaken by any Credit Party under any
Loan Documents, and the successors and assigns of each of the foregoing, (b) any Lender or Affiliate of any
Lender under any Hedging Agreement, but only while such Person (or in the case of its Affiliate, the Person
affiliated therewith) is a Lender under the Credit Agreement and (c) without duplication, and notwithstanding
anything to the contrary contained in the Loan Documents, Comerica Bank, as a counterparty under any Hedging
Transaction with any Credit Party.
"Subject Contracts" has the meaning given such term in Paragraph III under the heading of "Conveyance
and Grant of Lien" in this Mortgage.
"Subject Easements" has the meaning given such term in Paragraph IV under the heading of
"Conveyance and Grant of Lien" in this Mortgage.
"Subject Interests" has the meaning given such term in Paragraph I under the heading of "Conveyance
and Grant of Lien" in this Mortgage.
"Subject Leases" has the meaning given such term in Paragraph I under the heading of "Conveyance and
Grant of Lien" in this Mortgage.
Subsidiary(ies)" means any other corporation, association, joint stock company, business trust, limited
liability company, partnership or any other business entity of which more than 50% of the outstanding voting
stock, share capital, membership, partnership or other interests, as the case may be, is owned either directly or
indirectly by any Person or one or more of its Subsidiaries, or the management of which is otherwise controlled,
directly, or indirectly through one or more intermediaries, or both, by any Person and/or its Subsidiaries. Unless
otherwise specified to the contrary herein or the context otherwise requires, Subsidiary(ies) shall refer to the
Subsidiary(ies) of Mortgagor.
"Taxes" means all taxes, assessments, fees, levies, imposts, duties, deductions, withholdings or other
similar charges from time to time or at any time imposed by any Law or any Tribunal.
"Tribunal" means any court or any governmental department, commission, board, bureau, agency or
instrumentality of the United States or of any state, commonwealth, nation, territory, possession, county, parish or
municipality, whether now or hereafter constituted and/or existing.
All other capitalized terms defined in the Credit Agreement which are used in this Mortgage and which
are not otherwise defined herein shall have the meanings assigned to such terms in the Credit Agreement. All
meanings of or assigned to defined terms, unless otherwise indicated, are to be equally applicable to both the
singular and plural forms of the terms defined. Article, Paragraph, Section, Schedule, and Exhibit references are
y..O r�O96
to Articles, Paragraphs, and Sections of and Schedules and Exhibits to this Mortgage, unless otherwise specified.
All references to instruments, documents, contracts, and agreements are references to such instruments,
documents, contracts, and agreements as the same may be amended, supplemented, and otherwise modified from
time to time, unless otherwise specified. The words "hereof', "herein" and "hereunder" and words of similar
import when used in this Mortgage shall refer to this Mortgage as a whole and not to any particular provision of
this Mortgage. As used herein, the words "include," "includes" and "including" shall be deemed to be followed
by the phrase "without limitation."
Section 6.14 Form of Mortgage. This instrument may be construed and enforced from time to time
whether within the State of Wyoming, and elsewhere outside the State of Wyoming, as a mortgage, deed of trust,
chattel mortgage, conveyance, assignment, security agreement, pledge, financing statement, hypothecation or
contract, or any one or more of them as may be appropriate under applicable Laws, in order fully to effectuate the
Lien hereof and the purposes and agreements herein set forth. Insofar as this instrument is a security agreement,
pledge, financing statement, hypothecation or contract, or any one or more of them as may be appropriate under
applicable Laws, in order fully to effectuate the Lien hereof and the purposes and agreements herein set forth,
Mortgagor is the debtor and Mortgagee is the secured party. The addresses shown in Section 6.10 are the
addresses of the debtor and the secured party and information concerning the security interest granted hereby may
be obtained from the secured party at such address. Without in any manner limiting the generality of any of the
foregoing provisions hereof: (a) some portions of the goods described or to which reference is made herein are or
are to become fixtures on the Lands described or to which reference is made herein; (b) the minerals and the like
(including oil and gas) included in the Mortgaged Property and the accounts resulting from the sale thereof will be
financed at the wellhead(s) or minehead(s) or the well(s) or mine(s) located on the Lands described or to which
reference is made herein; and (c) this instrument is to be filed of record in the real estate records in the counties in
which any portion of the Mortgaged Property is situated as a financing statement but the failure to do so will not
otherwise affect the validity or enforceability of this instrument.
Section 6.15 Multiple Counterparts. This Mortgage has simultaneously been executed in a number
of identical counterparts, each of which shall be deemed an original, and all of which are identical, except that in
order to facilitate recordation, portions of Exhibit A hereto which describe Mortgaged Property situated in
counties other than the particular county in which a counterpart hereof is being recorded may be omitted from
such counterpart.
Section 6.16 Binding Effect. This Mortgage is binding upon Mortgagor and Mortgagor's successors
and shall inure to the benefit of Mortgagee and each of the Lenders and their respective successors and assigns,
and the provisions hereof shall likewise be covenants running with the Land. The duties, covenants, conditions,
obligations, and warranties of Mortgagor in this Mortgage shall be joint and several obligations of Mortgagor and
Mortgagor's successors. Each and every party who signs this Mortgage, other than Mortgagee, and each and
every subsequent owner of the Mortgaged Property, or any part thereof, jointly and severally covenants and
agrees that he or it will perform, or cause to be performed, each and every condition, term, provision, and
covenant of this Mortgage.
Section 6.17 Credit Agreement Controls. In the event of a conflict between the terms and provisions
of this Mortgage and the terms and provisions of the Credit Agreement, the terms and provisions of the Credit
Agreement shall control.
above.
EXECUTED on the date(s) of the acknowledgment(s) below to be effective as of the date first set forth
MORTGAGE— Page 20
[This space is left intentionally blank. The signature page follows.]
STATE OF COLORADO
COUNTY OF DENVER
SEAL
MORTGAGE— Page 24
MORTGAGOR
CROWN ENERGY PARTNERS, LLC
By:
This instrument was acknowledged before me on January, 2010, by Brian H. Ary, as Chief Executive
Officer of Crown Energy Partners, LLC, a Delaware limited liability company, on behalf of said limited liability
company.
Brian I Ary, Chief xe� t fficer
de." Qe t/A
Notar' Public 1
My Commission Expires: ■j (A
C OFO97
PREFACE TO
EXHIBIT A TO
MORTGAGE, ASSIGNMENT, SECURITY
AGREEMENT AND FINANCING STATEMENT, DATED AS OF JANUARY 28, 2010
FROM CROWN ENERGY PARTNERS, LLC
TO COMERICA BANK, AS ADMINISTRATIVE AGENT, MORTGAGEE
This Exhibit A contains a description of those Subject Leases and Lands referred to in the
foregoing Mortgage. The Subject Leases and Lands consist of producing and non producing oil and gas leases,
oil, gas and mineral interests, oil and gas royalty interests, and oil and gas overriding royalty interests affecting
lands situated in Lincoln, Sublette, Sweetwater and Uinta Counties, Wyoming, together with all of Mortgagor's
interest in all leases, lands and interests with which any of said interests may now or hereafter be pooled, unitized
or communitized. This Exhibit A shall include all of Mortgagor's interest in the leases described or referred to in
this Exhibit A, whether beneficially owned or as now or hereafter reflected of record in the county records, and
whether or not all lands covered by said leases are specifically described or referred to. The net revenue interests
and/or interests in gross production set forth herein are the interests in production of oil and/or gas hereby
represented and warranted to be owned by Mortgagor in the properties described, but this Exhibit A shall be
deemed to cover any additional interests of Mortgagor that are in excess of the net revenue interests indicated
herein and such designation shall not be deemed a limitation on the interests covered hereby. Reference is hereby
made to each particular instrument described and referred to in this Exhibit A for further description and for all
the terms and conditions thereof and the lands covered thereby.
Where references in this Exhibit A state that any described interest is subject to any referenced
agreement, instrument, or outstanding interest, such reference is made only to the extent, if any, that such
agreement, instrument or interest is valid and subsisting, and such references shall not create rights in or have any
effect upon any Person not parties to this Mortgage, to which the Exhibit A is attached. The Subject Leases and
Lands are conveyed or mortgaged subject to valid and presently subsisting easements and rights -of -way, either of
record or on the ground. All recording references in this Exhibit A are to the official records of the Clerk of the
County in which the lands affected by the described instrument are situated.
This Mortgage may be executed in multiple counterparts, each of which is an original and all of
which are substantially identical and shall together constitute but one and the same Mortgage except that to
facilitate recordation, there is attached to each counterpart which is to be recorded only that portion of this
Exhibit A which contains the description of the Lands located in the County where that particular counterpart will
be recorded. The Exhibit A to be attached to the financing statement filed in the central filing jurisdiction of each
state shall contain descriptions of all of the Subject Leases and Lands in that state that are affected by this
Mortgage.
It is the intention of Mortgagor herein to convey or mortgage all of its interests in the Subject
Leases and the Lands, even though any such oil and gas property may not be accurately described herein. Any
acreage or depth limitation language in this Exhibit A is included for the sole purpose of specifying or limiting the
warranties made by Mortgagor, but it is the intention of Mortgagor to subject Mortgagor's entire interest in the
leases and/or lands described or referred to in this Exhibit A without regard to acreage or depth limitations.
"Working Interest" or "WI" (expressed as a decimal) shall mean the interest of Mortgagor in a
particular Subject Lease, well, or unit as the case may be, entitling Mortgagor to produce oil, gas and other
Hydrocarbons produced therefrom and being equivalent to the proportionate part of the cost of exploration,
development and production of oil, gas and other minerals borne by the owners thereof with respect to such
Subject Lease or well.
Exhibit A Page 1
C: O O99
"Net Revenue Interest" or "NRI" (expressed as a decimal) means the warranted interest of
Mortgagor representing the proportionate share of the production of oil, gas and other Hydrocarbons produced
from the Subject Lease or well as the case may be, to which Mortgagor is entitled after deduction of all royalties,
overriding royalty interests, production payments and other burdens on or payments out of production, except
severance, production, and other similar taxes.
"Overriding Royalty Interest "ORRI" or "ORI" (expressed as a decimal) means an interest in
production which is free of any obligation for the expense of exploration, development and production, bearing
only its pro rata share of severance, production and other similar taxes and, in instances where the document
creating the overriding royalty interest so provides, costs associated with compression, dehydration, other treating
or processing or transportation of production of oil, gas or other minerals relating to the marketing of such
production.
"Royalty Interest" or "RI" (expressed as a decimal) means an interest in production which results
from an ownership in the mineral fee estate or royalty estate in the relevant Lands and which is free of any
obligation for the expense of exploration, development and production, bearing only its pro rata share of
severance, production and other similar taxes and, in instances where the document creating the royalty interest so
provides, costs associated with compression, dehydration, other treating or processing or transportation of
production of oil, gas or other minerals relating to the marketing of such production.
Notwithstanding the percentage of Working Interest, Net Revenue Interest, Overriding Royalty
Interest or Royalty Interest set forth with respect to a particular oil, gas and mineral lease or well, Mortgagor
intends that this Mortgage shall convey or mortgage the entirety of their interest in the Subject Leases and Lands.
Any reference herein to wells or well names, prospects or prospect names, if any, shall be for
information purposes and shall not limit the description of the interests made subject to this Mortgage. Each
reference to a lease herein shall be deemed a reference to said lease as said lease may have been heretofore
amended and/or ratified, whether or not such amendments and ratifications are referred to herein.
Exhibit A Page 2
EXHIBIT A
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