HomeMy WebLinkAbout979676RTFC MORTG
WY803- A- 9003(GU GINOC)
190819 -1
979676 12/11/2014 2:59 PM
LINCOLN COUNT( FEES: $96.00 PAGE 1OF 29
BOOK: 844 PAGE: 585 MORTGAGE
JEANNE WAGNER, LINCOLN COUNTY CLERK
1 1111111 111111 1111 1111111111111111 I I 1 1111111111 1 111 1 11111 111111111111 I I 1 1111 1111
RESTATED MORTGAGE
AND
SECURITY AGREEMENT
Made By and Between
HORIZON COMMUNICATIONS, INC.
Mortgagor
and
RURAL TELEPHONE FINANCE COOPERATIVE
Mortgagee
Dated as of Pet e mkt" 2014
MORTGAGOR INSTRUMENT
AND FUTURE OBLIGATIONS OF THE THE
THE MORTGAGOR TO THE
MORTGAGOR AND FUT
THIS INSTRUMENT CONTAINS AFTER- ACQUIRED PROPERTY PROVISIONS.
THIS FINANCE COOPERATIVE, VE 20701 BY CYNTHIA W.
COOPERATIVE WAY, DUL RURAL
VIRGINIA EP 20 0 166.
FINACE
MORTGAGEE'S PHONE NUMBER IS 1- 800 -346 -7095.
SECTION 3.09 Further Assurances to Confirm
8
SECTION 3.10 Application of Proceeds from Condemnation 9
SECTION 3.11 Compliance with Loan Agreement 9
SECTION 3.12 Mortgagor's Legal Status 9
SECTION 3.13 Rights of Way, etc., Necessary in Business 9
SECTION 3.14 Sale of Assets 9
SECTION 3.15 Authorization to File Financing Statements 10
SECTION 3.16 Other Actions Concerning Mortgaged Property 10
ARTICLE IV
REMEDIES OF THE MORTGAGEE
SECTION 4.01 Events of Default 10
SECTION 4.02 Remedies of Mortgagee 12
SECTION 4.03 Right of Mortgagee to Bid on Mortgaged Property 14
SECTION 4.04 Application of Proceeds from Remedial Actions 14
SECTION 4.05 Notice of Default 14
SECTION 4.06 No Waiver by Mortgagee; Remedies Cumulative; No Election 14
SECTION 4.07 Waiver of Appraisement Rights 14
RTFC MORTG
WY803 -A -9003 (GUGI NOC)
190819 -1
Security of Mortgage
TABLE OF CONTENTS, Continued
Page
RTFC MORTG
WY803- A- 9003(GUGI NOC)
190819 -1
TABLE OF CONTENTS, Continued
iv
Page
ARTICLE V
POSSESSION UNTIL DEFAULT DEFEASANCE CLAUSE
15
SECTION 5.01 Possession Until Default 15
SECTION 5.02 Defeasance
ARTICLE VI
POWER OF ATTORNEY
15
SECTION 6.01 Appointment and Powers of Mortgagee
16
SECTION 6.02 Ratification by Mortgagor 16
SECTION 6.03 No Duty on Mortgagee
ARTICLE VII
MISCELLANEOUS
16
SECTION 7.01 Property Deemed Real Property
16
SECTION 7.02 Mortgage to Bind and Benefit Successors and Assigns 16
SECTION 7.03 Headings 17
SECTION 7.04 Notices 17
SECTION 7.05 Regulatory Approvals
18
SECTION 7.06 Severability 18
SECTION 7.07 Counterparts
RESTATED MORTGAGE AND SECURITY AGREEMENT "Mortgage
dated as of 2014, made by and between HORIZON
COMMUNICATIONS, INC. (hereinafter called the "Mortgagor a corporation existing
under the laws of the State of Wyoming and RURAL TELEPHONE FINANCE
COOPERATIVE (hereinafter called the "Mortgagee a District of Columbia cooperative
association.
WHEREAS, the Mortgagor and the Mortgagee are parties to the Original
Mortgage identified in Exhibit I hereto (hereinafter called the "Instruments Recital
WHEREAS, the Mortgagor has heretofore borrowed funds from the
Mortgagee pursuant to certain Outstanding Loan Agreements (as identified more
particularly in the Instruments Recital), has duly authorized, executed and delivered to
the Mortgagee the Outstanding Notes (as identified more particularly in the Instruments
Recital), and has secured the Outstanding Notes by the Original Mortgage;
WHEREAS, this Mortgage, while preserving the priority of the
Mortgagee's lien under the Original Mortgage, restates and consolidates the Original
Mortgage and secures the payment of the Outstanding Notes and the Current Note (as
identified more particularly in the Instruments Recital), and further secures the payment
of any additional notes and refunding, renewal and substitute notes and other evidences
of indebtedness (hereinafter collectively called the "Additional Notes which may from
time to time be executed and delivered by the Mortgagor to the Mortgagee as
hereinafter provided;
WHEREAS, the Mortgagor has decided to borrow funds from the
Mortgagee pursuant to the Current Loan Agreement (as identified more particularly in
the Instruments Recital) (the Current Loan Agreement, the Outstanding Loan
Agreements and any other loan agreement executed by and between the Mortgagor
and the Mortgagee in connection with the execution and delivery of any Notes secured
hereby are hereinafter collectively called the "Loan Agreement
WHEREAS, pursuant to the Current Loan Agreement, Mortgagor has
duly authorized, executed and delivered to the Mortgagee the Current Note to be
secured by the mortgage of the property hereinafter described;
WHEREAS, it is contemplated that the Current Note, the Outstanding
Notes and the Additional Notes (hereinafter collectively called the "Notes shall be
secured by this Mortgage; and
WHEREAS, the Mortgagor and the Mortgagee are authorized to enter
into this Mortgage;
WHEREAS, the Mortgagor now operates and/or owns a communication
and information service and other facilities identified in the Property Schedule attached
as Exhibit II hereto (hereinafter called the "Existing Facilities and
WHEREAS, to the extent that any of the property described or referred to
in this Mortgage is governed by the provisions of the Uniform Commercial Code of any
RTFC MORTG
WY803- A- 9003(GU GINOC)
190819 -1
i
state (hereinafter called the "Uniform Commercial Code"), the parties hereto desire that
this Mortgage be regarded as a "Security Agreement" and as a "Financing Statement"
for said security agreement under the Uniform Commercial Code,
NOW, THEREFORE, in consideration of the premises, the parties hereto
agree as follows:
RTFC 10RTG
W Y803- A- 9003(GU GINOC)
190819 -1
tITC r1ORTG
W Y803- A•9003(GU G IN OC)
190819 -1
K f FC ,MORTG
WY803- A- 9003(GUG INOC)
190819 -1
ARTICLE I
SECURITY
SECTION 1.01. Granting Clause. In order to secure the payment of the
principal of and interest on and any other amount due under the Notes, according to
their tenor and effect, and further to secure the due o hm Loan of the c n ants,
agreements and provisions contained in this Mortgag e and
declare the terms and conditions upon which the Notes are to be secured, the
Mortgagor, in consideration of the premises, has executed and delivered this Mortgage,
and has granted, bargained, so and by n these d presents does hereby grant, bargain,
mortgaged, pledged and set over and et over unto the
sell, convey, warrant, assign, transfer, mortgag e pledge g e ss for the purposes
Mortgagee, and the Mortgagor does hereby grant to the Mortgagee,
expressed, a security interest in the following properties, assets and rights of the
Mortgagor, wherever located, whether now owned or hereafter acquired or arising, and
all proceeds and products thereof (hereinafter sometimes called the "Mortgaged
Property
All right, title and interest of the Mortgagor in and to the Existing Facilities grants,
and buildings, plants, works, improvements, structures, a and mixed, fran h
easements, rights, privileges and properties real, personal
intangible, of every kind or description, now owned or leased by the Mortgagor or which
may hereafter be owned, leased, constructed or acquired by the Mortgagor,
ns thereto,
located, and in and to all extensions
structures, improvements
mprovements, fix
urres,
including a b plants, all buildings, p osts, crossarms,
apparatus, materials, supplies, machinery, tools, implements, poles, p
exchahange es s s witches, inclu, lines, whether
ding without I mitation, overhead
h st sw tches andotherwise,
e remote switches,
exchanges, wding
desks,
tra t office equipment fent, a stations, subscriber equipment, including house wiring and
protectors, office eq tors, instruments, pay
proecuments, connections and appliances, office furniture and equipment,
work equipment and any and all other property of every kind, nature and description,
used useful or acquired for use by the Mortgagor in connection uieereach and d i clu ►g
w limitation, the property described in the Property
hereto;
II
Ali right, title and interest of the Mortgagor in, to and under any and all
grants, privileges, rights of way and easements now owned, held, leased, enjoyed or
trade by--the Mortgagee— Lo—rte—tv,ui -r Ile ivior tgagvrwiICs auu rv,.coo —vy
resolution of its board of directors, may also from time to time execute and deliver one
or more Additional Notes to refund any Note at the time outstanding and secured
r2TFC N1ORTG
WY803- A- 9003(GU GI N OC)
190819 -1
exercised, or which may hereafter be owned, held, leased, acquired, enjoyed or
exercised, by the Mortgagor for the purposes of, or in connection with, the construction
or operation by or on behalf of the Mortgagor of all properties, facilities, systems or
businesses, whether underground or overhead or otherwise, wherever located;
111
All right, title and interest of the Mortgagor in, to and under any and all
licenses, franchises, ordinances, privileges and permits heretofore granted, issued or
executed, or which may hereafter be granted, issued or executed, to it or to its assignors
by the United States of America, or by any state, or by any county, township,
municipality, village or other political subdivision thereof, or by any agency, board,
commission or department of any of the foregoing, authorizing the construction,
acquisition or operation of all properties, facilities, systems or businesses, insofar as the
same may by law be assigned, granted, bargained, sold, conveyed, transferred,
mortgaged, or pledged;
IV
V
VI
3
All right, title and interest of the Mortgagor in, to and under all personal
property and fixtures of every kind and nature including, without limitation, all goods
(including inventory, equipment and any accessions thereto), instruments (including
promissory notes), documents, accounts, chattel paper, deposit accounts, letter -of-
credit rights, investment property (including certificated and uncertificated securities,
security entitlements and securities accounts), software, general intangibles, supporting
obligations, any other contract rights or rights to the payment of money, insurance
claims and proceeds (as such terms are defined in the applicable Uniform Commercial
Code; provided, however, that the term "instrument" shall be such term as defined in
Article 9 of the applicable Uniform Commercial Code rather than Article 3);
All right, title and interest of the Mortgagor in, to and under any and all
agreements, leases or contracts heretofore or hereafter executed by and between the
Mortgagor and any person, firm or corporation relating to the Mortgaged Property
(including contracts for the lease, occupancy or sale of the Mortgaged Property, or any
portion thereof);
All right, title and interest of the Mortgagor in, to and under any and all
books, records and correspondence relating to the Mortgaged Property, including, but
not limited to: all records, ledgers, leases and computer and automatic machinery
software and programs, including without limitation, programs, databases, disc or tape
files and automatic machinery print outs, runs and other computer prepared information
indicating, summarizing evidencing or otherwise necessary or helpful in the collection of
or realization on the Mortgaged Property;
Also, all right, title and interest of the Mortgagor in and to all other
property, real or personal, tangible or intangible, of every kind, nature and description,
and wheresoever situated, now owned or hereafter acquired by the Mortgagor, it being
the intention hereof that all such property now owned but not specifically described
herein or acquired or held by the Mortgagor after the date hereof shall be as fully
embraced within and subjected to the lien hereof as if the same were now owned by the
Mortgagor and were specifically described herein to the extent only, however, that the
subjection of such property to the lien hereof shall not be contrary to law;
Together with all rents, income, revenues, profits and benefits at any time
derived, received or had from any and all of the above described property of the
Mortgagor;
Provided, however, no automobiles, trucks, trailers, tractors or other
vehicles (including without limitation aircraft or ships, if any) which are titled and /or
registered in any state of the United States and owned or used by the Mortgagor shall
be included in the Mortgaged Property.
SUBJECT AND SUBORDINATE, HOWEVER, in each and every respect,
to the rights of the mortgagees and the trustee under and pursuant to the Vaughn Smith
First Mortgage, the Wilkes First Mortgage and the Wells Fargo First Mortgage, each as
defined in and as set forth on Exhibit III attached hereto (the Vaughn Smith First
Mortgage, the Wilkes First Mortgage and the Wells Fargo First Mortgage are
collectively, the "First Mortgages
TO HAVE AND TO HOLD all and singular the Mortgaged Property unto
the Mortgagee and its assigns forever, to secure equally and ratably the payment of the
principal of and interest on and any other amount due under the Notes, according to
their tenor and effect, without preference, priority or distinction as to interest or principal
(except as otherwise specifically provided herein) or as to lien or otherwise of any Note
over any other Note by reason of the priority in time of the execution, delivery or maturity
thereof or of the assignment or negotiation thereof, or otherwise, and to secure the due
performance of the covenants, agreements and provisions herein and in the Loan
Agreement contained, and for the uses and purposes and upon the terms, conditions,
provisos and agreements hereinafter expressed and declared.
SECTION 2.01. Additional Notes Secured by This Mortgage. The
Mortgagor, when authorized by resolution of its board of directors, may from time to time
execute and deliver to the Mortgagee one or more Additional Notes to evidence loans
made by the Mortgagee to the Mortgagor. The Mortgagor, when authorized by
resolution of its board of directors, may also from time to time execute and deliver one
or more Additional Notes to refund any Note at the time outstanding and secured
rt rFc iMOR rG
WY803- A- 9003(GUG IN OC)
190819 -1
VII
ARTICLE II
ADDITIONAL NOTES
hereby, or in renewal of, or in substitution for, any such outstanding Note. Additional
Notes shall contain such provisions and shall be executed and delivered upon such
terms and conditions as the board of directors of the Mortgagor in the resolution
authorizing the execution and delivery thereof and the Mortgagee shall prescribe.
Additional Notes, including refunding, renewal and substitute Notes, when and as
executed and delivered, shall be secured by this Mortgage, equally and ratably, with all
other Notes at the time outstanding, without preference, priority, or distinction of any of
the Notes over any other of the Notes by reason of the priority of the time of the
execution, delivery or maturity thereof or of the assignment or negotiation thereof. As
used in this Mortgage, the term "directors' includes trustees.
SECTION 2.02. Supplemental Mortgages to Confirm Security. The
Mortgagor, when authorized by resolution of its board of directors, may from time to time
execute, acknowledge, deliver, record and file one or more supplements to this
Mortgage which shall form a part hereof for the purpose of formally confirming
this Mortgage as security for the Notes.
ARTICLE III
PARTICULAR COVENANTS OF THE MORTGAGOR
The Mortgagor covenants with the Mortgagee as follows:
SECTION 3.01. Authority to Execute and Deliver Notes and
Mortgage; All Action Taken; Enforceable Obligations. The Mortgagor is duly
authorized under its articles of incorporation and by -laws and the laws of the state of its
organization and all other applicable provisions of law to execute and deliver the Notes
and this Mortgage and to execute and deliver Additional Notes; and all corporate action
on its part for the execution and delivery of the Notes and this Mortgage has been duly
and effectively taken; and the Notes and this Mortgage are the valid and enforceable
obligations of the Mortgagor in accordance with their respective terms, except to the
extent enforceability may be limited by laws affecting creditors generally, by the exercise
of judicial discretion in accordance with general provisions of equity or because waivers
of statutory or common law rights or remedies may be limited.
SECTION 3.02. Authority to Mortgage Property; No Liens; Exception
for Permitted Encumbrances; Mortgagor to Defend Title and Remove Liens. The
Mortgagor warrants that it is the owner of, or has other rights in the Mortgaged Property,
that it has good, right and lawful authority to mortgage the property described in the
granting clauses of this Mortgage for the purposes herein expressed, and that the said
property is free and clear of any deed of trust, mortgage, lien, charge or encumbrance
thereon or affecting the title thereto, except (a) the lien of this Mortgage and taxes or
assessments not yet due; (b) deposits or pledges to secure payment of workmen's
compensation, unemployment insurance, old age pensions or other social security; (c)
deposits or pledges to secure performance of bids, tenders, contracts (other than
contracts for the payment of borrowed money), leases, public or statutory obligations,
surety or appeal bonds, or other deposits or pledges for purposes of like general nature
in the ordinary course of business; (d) liens permitted under Section 7.02(c) of the Loan
Agreement after the date hereof and (e) liens and encumbrances set forth on Exhibit III
hereto.
RTFC iMIORTG
WY 803- A- 9003(GUG I NOC)
190819 -1
6
The Mortgagor will, so long as any of the Notes shall be outstanding,
maintain and preserve the lien of this Mortgage superior to all other liens affecting the
Mortgaged Property and will forever warrant and defend the title to the property
described as being mortgaged hereby to the Mortgagee against any and all claims and
demands whatsoever. So long as any of the Notes shall be outstanding, Mortgagor
shall not pledge, mortgage or create, or suffer to exist a security interest in the
Mortgaged Property in favor of any person other than the Mortgagee, except for liens
permitted by this Section 3.02 and by the Loan Agreement. Except to the extent being
contested by Mortgagor in good faith, Mortgagor will promptly pay or discharge any and
all obligations for or on account of which any such lien or charge might exist or could be
created and any and all lawful taxes, rates, levies, assessments, liens, claims or other
charges imposed upon or accruing upon any of the Mortgagor's property, or the
franchises, earnings or business of the Mortgagor, as and when the same shall become
due and payable; and whenever called upon so to do the Mortgagor will furnish to the
Mortgagee adequate proof of such payment or discharge.
SECTION 3.03. Payment of Notes. The Mortgagor will duly and
punctually pay the principal of and interest on the Notes in addition to any other amounts
due thereunder at the dates and places and in the manner provided therein, according
to the true intent and meaning thereof, and all other sums becoming due hereunder.
SECTION 3.04. Preservation of Legal Existence and Franchises;
Compliance with Laws; Limitations on Mergers, Transfers and Purchases. The
Mortgagor will at all times, so long as any of the Notes shall be outstanding, take or
cause to be taken all such action as from time to time may be necessary to preserve its
legal existence and to preserve and renew all franchises, rights of way, easements,
permits and licenses necessary to the conduct of its business, and will materially comply
with all valid laws, ordinances, regulations and requirements applicable to it or its
property. The Mortgagor will not, without the approval in writing of the Mortgagee, take
or suffer to be taken any steps to reorganize, or to consolidate with or merge into any
other entity other than as provided for in the Loan Agreement.
SECTION 3.05. Maintenance of Mortgaged Property. The Mortgagor
will at all times maintain and preserve the Mortgaged Property in good repair, working
order and condition, ordinary wear and tear and disposition of property in the ordinary
course of business excepted, and will not use the same in violation of law or any policy
of insurance thereon. The Mortgagor will from time to time make all needful and proper
repairs, renewals and replacements, and useful and proper alterations, additions,
betterments and improvements in accordance with prudent industry practice, and will,
subject to contingencies beyond its reasonable control, at all times keep its plant and
properties in continuous operation and use all reasonable diligence to furnish the
subscribers served by it through the Mortgaged Property with adequate service.
SECTION 3.06. Purchase of Property Free of Liens. The Mortgagor will
purchase all materials, equipment, supplies and replacements to be incorporated in or
used in connection with or otherwise constituting Mortgaged Property outright, and not
subject to any conditional sales agreement, chattel mortgage, bailment, lease, or other
agreement reserving to the seller any right, title or lien except (a) current trade
obligations incurred in the ordinary course of business, (b) as specifically authorized in
ri ITC MORTG
W Y 8 03 -A -9003 (G U G I N O C)
190819 -1
ri TFC MORrG
WY 803 -A -9003 (GU GI N O C)
190819 -1
7
writing in advance by the Mortgagee, (c) as permitted under Section 7.02(c) of the Loan
Agreement, or (d) in the case of vehicles which are titled and /or registered in any state
of the United States and owned or used by the Mortgagor.
SECTION 3.07. Insurance; Restoration of Damaged Mortgaged
Property. The Mortgagor will at all times at its own expense maintain, with financially
sound and reputable insurers, property and casualty insurance (including fidelity bonds)
with respect to its properties and business against such casualties and contingencies of
such types and in such amounts as is customary in the case of any entity of established
reputation engaged in the same or a similar business and owning similar properties in
similar geographic areas. Such insurance shall be in such minimum amounts that the
Mortgagor shall not be deemed a co- insurer under applicable insurance laws,
regulations and policies and otherwise shall be in such amounts, contain such terms, be
in such forms and be for such periods as may be reasonably satisfactory to the
Mortgagee. The Mortgagor will cause the Mortgagee to be named as a loss payee
under a standard non contributory "mortgagee "lender" or "secured party" clause on all
insurance policies upon the Mortgaged Property and such policies shall (a) contain a
clause which provides that the Mortgagee's interest under the policy will not be
invalidated by any act or omission of, or any breach of warranty by, the insured, or by
any change in the title, ownership or possession of the insured property, or by the use of
the property for purposes more hazardous than is permitted in the policy, and (b)
provide that no cancellation, reduction in amount or change in coverage thereto shall be
effective until at least thirty (30) days after receipt by the Mortgagee of written notice
thereof and shall be endorsed to require thirty (30) days advance written notice to the
Mortgagee of any cancellation of coverage. Without limiting the foregoing, the
Mortgagor will (i) keep all of its physical property insured with casualty or hazard
insurance on an "all risks" basis, with a full replacement cost endorsement and an
"agreed amount" clause in an amount equal to 100% of the full replacement cost of such
property, (ii) maintain all such workers' compensation or similar insurance as may be
required by law and (iii) maintain in amounts and with deductibles equal to those
generally maintained by businesses engaged in similar activities in similar geographic
areas, general public liability insurance against claims of bodily injury, death or property
damage occurring on, in or about the properties of the Mortgagor and business
interruption insurance. The Mortgagor will, upon request of the Mortgagee, submit a
schedule of its insurance in effect on the date specified in such request and shall, if so
requested by the Mortgagee, furnish the Mortgagee with certificates of insurance and
policies evidencing compliance with the foregoing insurance provision. In the event of
failure by the Mortgagor to provide and maintain insurance as herein provided, the
Mortgagee may, at its option, provide such insurance and charge the amount thereof to
the Mortgagor, and all sums so advanced for said purpose with interest thereon at the
highest rate provided in the Notes shall be deemed a charge upon the Mortgaged
Property in the same manner as the Notes at the time outstanding are secured and shall
be forthwith paid to Mortgagee making such advance or advances upon demand;
provided, however, that such interest rate shall not be in excess of the rate permitted by
law. The Mortgagee shall have no obligation to the Mortgagor to make any such
expenditures, nor shall the making thereof relieve the Mortgagor of any default
hereunder.
In the event of damage to or the destruction or Toss of any portion of the
Mortgaged Property which shall be covered by insurance, unless the Mortgagee shall
otherwise agree, the Mortgagor shall replace or restore such damaged, destroyed or
lost portion so that the Mortgaged Property shall be in substantially the same condition
as it was in prior to such damage, destruction or Toss, and shall apply the proceeds of
the insurance for that purpose. The Mortgagor shall replace the Toss or shall commence
such restoration promptly after such damage, destruction or loss shall have occurred
and shall complete such replacement or restoration as expeditiously as practicable, and
shall pay or cause to be paid out of the proceeds of such insurance all costs and
expenses in connection therewith so that such replacement or restoration shall be so
completed that the portion of the Mortgaged Property so replaced or restored shall be
free and clear of all mechanics' liens and other claims.
SECTION 3.08. Mortgagee's Right to Expend Money to Protect
Mortgaged Property. In the event of the failure of the Mortgagor to comply with
material covenants and conditions herein contained with respect to the procuring of
insurance, the payment of taxes, assessments and other charges, the keeping of the
Mortgaged Property in repair and free of liens and other claims or to comply with any
other material covenant contained in this Mortgage, Mortgagee shall have the right
(without prejudice to any other rights arising by reason of such default) to advance or
expend moneys for the purpose of procuring such insurance, or for the payment of
insurance premiums, taxes, assessments or other charges unless being contested by
Mortgagor in good faith, or to save the Mortgaged Property from sale or forfeiture for
any unpaid tax or assessment, or otherwise, or to redeem the same from any tax or
other sale, or to purchase any tax title thereon unless being contested by Mortgagor in
good faith, or to remove or purchase any recorded mechanics' liens or other
encumbrance thereon, or to make repairs thereon or to comply with any other covenant
herein contained or to prosecute or defend any suit in relation to the Mortgaged Property
or in any manner to protect the Mortgaged Property and the title thereto, and all sums so
advanced for any of the aforesaid purposes with interest thereon at the highest rate
provided in the Notes shall be deemed a charge upon the Mortgaged Property in the
same manner as the Notes at the time outstanding are secured and shall be forthwith
paid to Mortgagee making such advance or advances upon demand; provided, however,
that such interest rate shall not be in excess of the rate permitted by law. It shall not be
obligatory for Mortgagee in making any such advances or expenditures to inquire into
the validity of any such tax title, or of any of such taxes or assessments or sales
therefor, or of any such mechanics' liens or other encumbrance.
SECTION 3.09. Further Assurances to Confirm Security of Mortgage.
Upon the written request of the Mortgagee, the Mortgagor shall promptly make, execute,
acknowledge and deliver or cause to be made, executed, acknowledged and delivered
all such further and supplemental indentures of mortgage, deeds of trust, mortgages,
financing statements and amendments thereto (including continuation statements),
security agreements, pledge agreements, stock powers or other such instruments of
transfer or assignment duly executed in blank, stock certificates or other securities
representing any of the Mortgaged Property, instruments (including any promissory notes
held or acquired by the Mortgagor, duly endorsed and assigned to the Mortgagee) and
conveyances as may reasonably be requested by the Mortgagee, and take or cause to
be taken all such further action as may reasonably be requested by the Mortgagee to
insure the attachment, perfection and first priority of, and the ability of the Mortgagee to
enforce, the Mortgagee's lien on and security interest in any or all of the Mortgaged
Property. The Mortgagor will cause this Mortgage and any and all supplemental
r( fFC NIORTG
WY803 A- 9003(GUGI NOC)
190819 -1
8
N fFC MORTG
WY803- A- 9003(GUG INOC)
190819 -1
9
indentures of mortgage, mortgages and deeds of trust and every security agreement,
financing statement, amendment thereto (including continuation statements) and every
additional instrument which shall be executed pursuant to the foregoing provisions
forthwith upon execution to be recorded and filed and re- recorded and re -filed as
conveyances and mortgages and deeds of trust of and security interests in real and
personal property in such manner and in such places as may be required by law or
reasonably requested by the Mortgagee in order to insure the attachment, perfection
and first priority of, and the ability of the Mortgagee to enforce, the Mortgagee's lien on
and security interest in any or all of the Mortgaged Property.
SECTION 3.10. Application of Proceeds from Condemnation. In the
event that the Mortgaged Property, or any part thereof, shall be taken under the power
of eminent domain, all proceeds and avails therefrom, except to the extent that
Mortgagee shall consent to other use and application thereof by the Mortgagor, shall
forthwith be applied by the Mortgagor first, either to acquire additional Mortgaged
Property or to the ratable payment of any indebtedness by this Mortgage secured other
than principal of or interest on the Notes; second, to the ratable payment of interest
which shall have accrued on the Notes and be unpaid; third, to the ratable payment of or
on account of the unpaid principal of the Notes; and fourth, the balance shall be paid to
Mortgagor or whosoever shall be entitled thereto.
SECTION 3.11. Compliance with Loan Agreement. The Mortgagor will
well and truly observe and perform all of the covenants, agreements, terms and
conditions contained in the Loan Agreement on its part to be observed or performed. In
the event of any inconsistency between the terms and conditions of this Mortgage and
the Loan Agreement, the more restrictive provisions shall apply to the Mortgagor.
SECTION 3.12. Mortgagor's Legal Status. (a) The Mortgagor
represents, warrants, covenants and agrees that: (i) the Mortgagor's exact legal name is
that indicated on the signature page hereof, (ii) the Mortgagor is an organization of the
type and organized in the jurisdiction set forth on the first page hereof, (iii) the cover
page hereof accurately sets forth the Mortgagor's organizational identification number or,
accurately states that the Mortgagor has none and (iv) Section 7.04 hereof accurately
sets forth the Mortgagor's place of business or, if more than one, its chief executive
office as well as the Mortgagor's mailing address if different.
(b) (i) The Mortgagor will not change its name, its place of business or, if
more than one, chief executive office, or its mailing address or organizational
identification number if it has one without providing prior written notice to the Mortgagee
at least thirty (30) days prior to the effective date of any change, (11) if the Mortgagor
does not have an organizational identification number and later obtains one, the
Mortgagor will promptly notify the Mortgagee of such organizational identification
number and (iii) the Mortgagor will not change its type of organization, jurisdiction of
organization or legal structure without the prior written consent of the Mortgagee.
SECTION 3.13. Rights of Way, etc., Necessary in Business, The
Mortgagor will exercise reasonable efforts to obtain all such rights of way, easements
from landowners and releases from lienors as shall be necessary or advisable in the
conduct of its business, and, if requested by the Mortgagee, deliver to the Mortgagee
l0
evidence satisfactory to the Mortgagee of the obtaining of such rights of way,
easements or releases.
SECTION 3.14. Sale of Assets. The Mortgagor and any Subsidiary (as
defined in the Loan Agreement) of the Mortgagor may not, without prior written approval
of the Mortgagee, sell, lease or transfer any Mortgaged Property, unless the fair market
value of such asset is Tess than one percent (1 of Mortgagor's total assets, and the
aggregate value of assets sold, leased or transferred in any 12 -month period is less
than five percent (5 of Mortgagor's total assets. The proceeds of such sale, lease or
transfer, less ordinary and reasonable expenses incident to such sale transaction, must
be (a) immediately applied as prepayment of the Notes, to such installments as may be
designated by the Mortgagee at the time of such prepayment, (b) used to buy
replacement property as may be designated by Mortgagee at the time of any such
prepayment or (c) set aside as a deposit in an account selected by the Mortgagor.
SECTION 3.15. Authorization to File Financing Statements. The
Mortgagor hereby irrevocably authorizes the Mortgagee at any time and from time to
time to file in any Uniform Commercial Code jurisdiction any initial financing statements
and amendments thereto that (a) indicate the Mortgaged Property (i) as all assets of the
Mortgagor or words of similar effect, regardless of whether any particular asset
comprised in the Mortgaged Property falls within the scope of Article 9 of the applicable
Uniform Commercial Code, or (ii) as being of an equal or lesser scope or with greater
detail, and (b) contain any other information required by part 5 of Article 9 of the
applicable Uniform Commercial Code for the sufficiency or filing office acceptance of
any financing statement or amendment, including (1) whether the Mortgagor is an
organization, the type of organization and any organizational identification number
issued to the Mortgagor and (ii) in the case of a financing statement filed as a fixture
filing, a sufficient description of real property to which the Mortgaged Property relates.
The Mortgagor agrees to furnish any such information to the Mortgagee promptly upon
request. The Mortgagor also ratifies its authorization for the Mortgagee to have filed in
any Uniform Commercial Code jurisdiction any like initial financing statements or
amendments thereto if filed prior to the date hereof.
SECTION 3.16. Other Actions Concerning Mortgaged Property. The
Mortgagor will take any other action reasonably requested by the Mortgagee to insure
the attachment, perfection and first priority of, and the ability of the Mortgagee to
enforce, the Mortgagee's lien on and security interest in any and all of the Mortgaged
Property including, without limitation (a) complying with any provision of any statute,
regulation or treaty of the United States as to any Mortgaged Property if compliance with
such provision is a condition to attachment, perfection or priority of, or ability of the
Mortgagee to enforce, the Mortgagee's security interest in such Mortgaged Property, (b)
obtaining governmental and other third party consents and approvals, including without
limitation any consent of any licensor, lessor or other person obligated on Mortgaged
Property, (c) obtaining waivers from mortgagees and landlords in form and substance
satisfactory to the Mortgagee and (d) taking all actions required by any earlier versions
of the Uniform Commercial Code or by other law, as applicable in any relevant Uniform
Commercial Code jurisdiction, or by other law as applicable in any foreign jurisdiction.
fFC NMOR
wY803- A- 9003(GUGINOC)
190819 -1
(a)
(f)
RTFC MOR TG
WY803 -A -9003 (GUGI NOC)
190819 -1
ARTICLE IV
REMEDIES OF THE MORTGAGEE
11
SECTION 4.01. Events of Default. The occurrence of any one or more
of the following events shall constitute an "Event of Default
Representations and Warranties. Any representation or
warranty made herein, in any Loan Agreement, or in any
statement, report, certificate, opinion, financial statement or other
document furnished or to be fumished in connection with this
Mortgage or any Loan Agreement shall be false or misleading in
any material respect.
(b) Payment. Failure of Mortgagor to make any payment of interest
on, or principal of, any Note or failure to make payment of any
other amount due thereunder including, without limitation, any
sum due the Mortgagee under any Loan Agreement when and as
the same shall become due, whether at the due date thereof, by
demand, by acceleration or otherwise.
(c) Other Covenants. Failure of Mortgagor to observe or perform
any warranty, covenant, or condition to be observed or performed
by Mortgagor under this Mortgage, any Loan Agreement or any
Note.
(d) Legal Existence. The Mortgagor shall forfeit or otherwise be
deprived of its charter, franchises, permits, easements, consents
or licenses required to carry on any material portion of its
business.
(e) Bankruptcy. (i) A court shall enter a decree or order for relief
with respect to the Mortgagor, or any Subsidiary or guarantor (if
applicable) in an involuntary case under any applicable
bankruptcy, insolvency or other similar law now or hereafter in
effect, or appoint a receiver, liquidator, assignee, custodian;
trustee, sequestrator or similar official, or order the winding up or
liquidation of its affairs, and such decree or order shall remain
unstayed and in effect for a period of sixty (60) consecutive days,
or (ii) the Mortgagor, or any Subsidiary or guarantor (if applicable)
shall commence a voluntary case under any applicable
bankruptcy, insolvency or other similar law now or hereafter in
effect, or under any such law, or consent to the appointment or
taking of possession by a receiver, liquidator, assignee, custodian
or trustee, of a substantial part of its property, or make any
general assignment for the benefit of creditors.
Dissolution or Liquidation. (1) Other than as provided in
subsection (e) above, the dissolution or liquidation of the
Subsidiary or guarantor Of applicable), or (ii)
Mortgagor, or any
failure by the Mortgagor, or any Subsidiary or guarantor (if execution,
applicable) to promptly forestall or remove any
garnishment or attachment of such
fulfill consequence
ts obligations l and impair
ability to continue its bus
m
execution, garnishment or attachment shall not be vacated within
sixty (60) days.
Final Judgment. A final nonappealable judgment in excess of
$100,000 shall be entered agni�espect thereof for a period of sixty
unsatisfied or without a stay
(60) days.
O ther Obligations. Default by the Mortgagor in the payment
when due of any
(h) money owed by the Mortgagor, whether
principal, interest, premium or otherwise, under any other
e
agreement for borrowing money whether or such borrow ngiv is ount in excess of
percent (5%) of total a ssets
secured.
First Mortgages. Failure by the Mortgagor to (i) pay any
installment or additional payment when due under any of
on
notes secured by any of the First Mortgag e
additional payment as and at the time required under any of the
First Mortgages; or (iii) promptly and faithfully perform the f the
other terms, covenants and conditions offnyany o f instrument
Mortgages, the notes secured thereby, or
executed simultaneously or in connection therewith.
Section 4.02. Remedies of Mortgagee. Upon the occurrence of an
Event of Default, the Mortgagee may, subject to:
thirty (30) days prior written notice during which time Mortgagor
shall have the opportunity to cure said Event of Default, except
with respect to Events oCe Default
period pursuant r provided foe under Sect on
4.01(b), 4.01(c) if no grace P n and 4 01(f)(I) above
g(c)(i) of the Loan Agreement, 4.01(e)('i)
which shall require no notice r that Mortgagor shall shall
not be entitled to
to cure; rog vided� howeve
any separate notice and opportunity to cure any Event of Default
which specifies its own cure period, as for example, the Event of
Default specified in Section 4,01(g); and
(b) compliance, if required, with the rules and regulations
and any state
Federal Communications Commission Fd C"and
public service or utilities commission having jurisdiction;
exfollowing rights
ercise in any jurisdiction in which enforcem me�e S r available u ohthehMortgagee under
and remedies, in addition to all rights and re
(g)
(I
,y rFG ,MORrG
wY 803- A- 9003(G U G I N OC
190819 -1
12
(1)
r [FC MORTG
wY803•A- 9003(GUGI NOC)
190819
13
applicable law, all such rights and remedies being cumulative and enforceable
alternatively, successively or concurrently:
take immediate possession of the Mortgaged Property, collect and
receive a credits, outstanding accounts and bills receivable of the
Mortgagor and all rents, income, revenues and profits pert i and
to or arising from the Mortgaged Property, or any part
issue binding receipts therefor; and manage, control and operate
the Mortgaged Property as fully as the Mortgagor might do if in
making of all
possession thereof, including, without limitation, the or advisable;
repairs or replacements deemed necessary
ro Vj ded, however, that Mortgagee agrees to abide by any notice
requirement contained in FCC Rules, 47 C.F.R. i h is covered
connection with any of the Mortgaged Property
by such section or any successor provision;
(ii) proceed to protect and enforce the rights of the Mortgagee under
this Mortgage by suits or actions in equity or at law in any court or
courts of competent jurisdiction, whether for specific performance
of any covenant or any agreement contained herein or in aid of
the execution of any power herein granted or for the foreclosure
hereof or hereunder or for the sale of the Mortgaged Property, or
any part thereof, or to collect the debts hereby secured or for the o
enforcement of such other or additional appropriate
equitable remedies as may be deemed most effectual to protect
and enforce the rights and remedies herein granted or conferred,
and in the event of the institution of any action or
the
shall have the right to have app ointed a receiver
Mortgaged Property and of all rents, income, revenues and profits
pertaining thereto or arising therefrom derived, received or had
from the time of the commencement of such suit or action, and
such receiver shall have all the usual powers and duties of
receivers, in like and similar cases, to the fullest extent permitted
by law, and if application shall be made for the appointment of a
receiver the Mortgagor hereby expressly consents that the court
to which such application shall be made may make said
appointment;
(iii) sell or cause to be sold consistent with the applicable Uniform
Commercial Code all and singular the Mortgaged Property or any
part thereof, and all right, title, interest, claim and demand of the
Mortgagor therein or thereto, at public auction at such place in
any county in which the property to be sold, or any part thereof is
located, at such time and upon such terms as may be specified in
a notice of sale, which shall state the time when and the place
where the sale is to be held, shall contain a brief general
description of the property to be sold, and, unless the Mortgaged
Property or any part thereof is perishable or threatens to decline
speedily in value or is of a type customarily sold on a recognized
market, shall be given by mailing a copy thereof to the Mortgagor
RTFC MORTG
WY803- A- 9003(GUGI NOC)
190819 -1
14
at least fifteen (15) days prior to the date fixed for such sale and
by publishing the same once in each week for two successive
calendar weeks prior to the date of such sale in a newspaper of
general circulation published in said county, or if no such
newspaper is published in such county, in a newspaper of general
circulation in such county, the first such publication to be not less
than fifteen (15) days nor more than thirty (30) days prior to the
date fixed for such sale, Any sale to be made under this
subparagraph (iii) of this Section 4.02 may be adjourned from time
to time by announcement at the time and place appointed for such
sale or for such adjourned sale and without further notice or
publication the sale may be had at the time and place to which the
same shall be adjourned; rod vided_, however, that in the event
another or different notice of sale or another or different manner
of conducting the same shall be required by law, the notice of sale
shall be given or the sale shall be conducted, as the case may be,
in accordance with the applicable provisions of law;
(iv) declare all unpaid principal outstanding on any Note, all accrued
and unpaid interest thereon, and all other amounts due under the
Loan Agreement and/or Notes to be immediately due and payable
and the same shall thereupon become immediately due and
payable without presentment, demand, protest or notice of any
kind, all of which are hereby expressly waived; and
(v) upon the occurrence of an Event of Default because of the
existence of any lien upon the Mortgaged Property, or in the event
of a default under any of the First Mortgages or any document
executed in connection therewith, Mortgagee shall have the right,
(without being obligated to do so), without notice to Mortgagor, to
advance on and for the account of Mortgagor such sums as
Mortgagee in is sole discretion deems necessary to cure such
default or to induce the holder of any such lien to forbear from
exercising any of its remedies under such First Mortgage or
otherwise. The repayment of all such advances, with interest
thereon at the highest rate set forth in the Notes from the date of
each such advance, shall be secured hereby and shall be
immediately due and payable without demand.
SECTION 4.03. Right of Mortgagee to Bid on Mortgaged Property. At
any sale hereunder Mortgagee shall have the right to bid for and rc ase the
Mortgaged Property, or such part thereof as shall be offered for sale, and
may apply in settlement of the purchase price of the property so purchased the portion
of the net proceeds of such sale which would be applicable to the payment on account
of the principal of and interest on and any other sum due pursuant to the Notes held by
Mortgagee faandsnt applied shall
sum due pursuant to het account
of
Notes held by
principal of
SECTION 4.04. Application of Proceeds from Remedial Actions. Any
proceeds of funds arising from the exercise of any rights or the enforcement of any
remedies herein provided after the payment or provision for the payment of any and all
costs and expenses in connection with the exercise of such rights or the enforcement of
such remedies shall be applied first, to the payment of indebtedness hereby secured
other than the principal of or interest on the Notes; second, to the ratable payment of
interest which shall have accrued on the Notes and which shall be unpaid; third, to the
ratable payment of or on account of the unpaid principal of the Notes, and the balance,
if any, shall be paid to Mortgagor or whosoever shall be entitled thereto.
SECTION 4.05. Notice of Default. The Mortgagor covenants that it will
give prompt written notice to Mortgagee of the occurrence of an Event of Default or an
event which, with the giving of notice or lapse of time or both, would constitute an Event
of Default.
SECTION 4.06. No Waiver by Mortgagee; Remedies Cumulative; No
Election. The Mortgagee shall not be deemed to have waived any of its rights upon or
under the Notes or the Mortgaged Property unless such waiver shall be in writing and
signed by the Mortgagee. No delay or omission on the part of the Mortgagee in
exercising any right shall operate as a waiver of such right or any other right. A waiver
on any one occasion shall not be construed as a bar to or waiver of any right on any
future occasion. Every right or remedy herein conferred upon or reserved to Mortgagee
shall be cumulative and shall be in addition to every other right and remedy given
hereunder or now or hereafter existing at law, or in equity, or by statute. The pursuit of
any right or remedy shall not be construed as an election.
SECTION 4.07. Waiver of Appraisement Rights. To the extent
permitted under applicable law, the Mortgagor, for itself and all who may claim through
or under it, covenants that it will not at any time insist upon or plead, or in any manner
whatever claim, or take the benefit or advantage of, any appraisement, valuation, stay,
extension or redemption laws now or hereafter in force in any locality where any of the
Mortgaged Property may be situated, in order to prevent, delay or hinder the
enforcement or foreclosure of this Mortgage, or the absolute sale of the Mortgaged
Property, or any part thereof, or the final and absolute putting into possession thereof,
immediately after such sale, of the purchaser or purchasers thereat, and the Mortgagor,
for itself and all who may claim through or under it, hereby waives the benefit of all such
laws unless such waiver shall be forbidden by law.
POSSESSION UNTIL DEFAULT DEFEASANCE CLAUSE
SECTION 5.01. Possession Until Default. Until some one or more of
the Events of Default shall have happened, the Mortgagor shall be suffered and
permitted to retain actual possession of the Mortgaged Property, and to manage,
operate and use the same and any part thereof, with the rights and franchises
appertaining thereto, and to collect, receive, take, use and enjoy the rents, revenues,
issues, earnings, income, products and profits thereof or therefrom, subject to the
provisions of this Mortgage.
tirFC iMORFG
WY803- A- 9003(OUGI NOC)
190819 -1
ARTICLE V
15
T -7
SECTION 5.02. Defeasance. Upon payment of the full amount of the
principal of and interest on the Notes and upon payment of all other sums payable
hereunder by the Mortgagor, all property, rights and interests hereby conveyed or
assigned or pledged shall revert to the Mortgagor and the estate, right, title and interest
of the Mortgagee shall thereupon cease, determine and become void and the
Mortgagee, in such case, on written demand of the Mortgagor, but at the Mortgagor's
cost and expense, shall enter satisfaction of this Mortgage upon the record.
(a)
RTFC MORTG
WY803- A- 9003(GUGINOC)
190819 -1
ARTICLE VI
POWER OF ATTORNEY
16
SECTION 6.01. Appointment and Powers of Mortgagee. The
Mortgagor hereby irrevocably constitutes and appoints the Mortgagee and any officer or
agent thereof, with full power of substitution, as its true and lawful attorneys -in -fact with
full irrevocable power and authority in the place and stead of the Mortgagor or in the
Mortgagee's own name, for the purpose of carrying out the terms of this Mortgage, to
take any and all appropriate action and to execute any and all documents and
instruments that may be necessary or desirable to accomplish the purposes of this
Mortgage and, without limiting the generality of the foregoing, hereby gives said
attorneys the power and right, on behalf of the Mortgagor, without notice to or assent by
the Mortgagor, to do the following:
upon the occurrence and during the continuance of an Event of
Default which has not been cured within any applicable grace
period, generally to sell, transfer, pledge, make any agreement
with respect to or otherwise deal with any of the Mortgaged
Property in such manner as is consistent with the applicable
Uniform Commercial Code and other applicable law and as fully
and completely as though the Mortgagee were the absolute owner
thereof for all purposes, and to do at the Mortgagor's expense, at
any time, or from time to time, all acts and things which the
Mortgagee deems necessary to protect, preserve or realize upon
the Mortgaged Property and the Mortgagee's security interest
therein, in order to effect the intent of this Mortgage, all as fully
and effectively as the Mortgagor might do, including, without
limitation (i) upon written notice to the Mortgagor, the exercise of
voting rights with respect to voting securities, which rights may be
exercised, if the Mortgagee so elects, with a view to causing the
liquidation in a commercially reasonable manner of assets of the
issuer of any such securities and (ii) the execution, delivery and
recording, in connection with any sale or other disposition of any
Mortgaged Property, of the endorsements, assignments or other
instruments of conveyance or transfer with respect to such
Mortgaged Property; and
(b) to the extent that the Mortgagor's authorization given in Section
3.15 hereof is not sufficient, to file such financing statements with
respect hereto, with or without the Mortgagor's signature, or a
photocopy of this Mortgage in substitution for a financing
K FFC MORIG
WY803 -A -9003 (G U G I N OC)
190819 -1
ARTICLE VII
17
statement, as the Mortgagee may deem appropriate and to
execute in the Mortgagor's name such financing statements and
amendments thereto and continuation statements which may
require the Mortgagor's signature.
SECTION 6.02. Ratification by Mortgagor. To the extent permitted by
law, the Mortgagor hereby ratifies all that said attorneys shall lawfully do or cause to be
done by virtue hereof, This power of attorney is a power coupled with an interest and
shall be irrevocable.
SECTION 6.03. No Duty on Mortgagee. The powers conferred on the
Mortgagee hereunder are solely to protect its interests in the Mortgaged Property and
shall not impose any duty upon it to exercise any such powers.
MISCELLANEOUS
1
SECTION 7.01. Property Deemed Real Property. It is hereby declared
to be the intention of the Mortgagor that all lines or systems embraced in the Mortgaged
Property, including, without limitation, all rights of way and easements granted or given
to the Mortgagor or obtained by it to use real property in connection with the
construction, operation or maintenance of such lines or systems, and all service and
connecting lines, poles, posts, cross -arms, wires, cables, conduits, ducts, connections
and fixtures forming part of or used in connection with such lines or systems and all
other property physically attached to any of the foregoing described property, shall be
deemed to be real property.
SECTION 7.02. Mortgage to Bind and Benefit Successors and
Assigns. All of the covenants, stipulations, promises, undertakings and agreements
herein contained by or on behalf of the Mortgagor shall bind its successors and assigns,
whether so specified or not, and all titles, rights and remedies hereby granted to or
conferred upon the Mortgagee shall pass to and inure to the benefit of the successors
and assigns of the Mortgagee and shall be deemed to be granted or conferred for the
ratable benefit and security of all who shall from time to time be the holders of Notes
executed and delivered as herein provided.
SECTION 7.03. Headings. The descriptive headings of the various
articles of this Mortgage were formulated and inserted for convenience only and shall
not be deemed to affect the meaning or construction of any of the provisions hereof.
SECTION 7.04. Notices. All notices, requests and other
communications provided for herein including, without limitation, any modifications of, or
waivers, requests or consents under, this Mortgage shall be given or made in writing
(including, without limitation, by telecopy) and delivered to the intended recipient at the
"Address for Notices" specified below; or, as to any party, at such other address as shall
be designated by such party in a notice to the other party. All such communications
shall be deemed to have been duly given (i) when personally delivered including, without
limitation, by overnight mail or courier service, (ii) in the case of notice by United States
mail, certified or registered, postage prepaid, return receipt requested, upon receipt
thereof, or (iii) in the case of notice by telecopy, upon transmission thereof, provided
such transmission is promptly confirmed by either of the methods set forth in clauses (i)
or (ii) above in each case given or addressed as provided for herein. The Address for
Notices of each of the respective parties is as follows:
The Mortgagee:
Rural Telephone Finance Cooperative
20701 Cooperative Way
Dulles, VA 20166
Attention: Senior Vice President
and Administrative Officer
Fax: 703 467 -5170
Horizon Communications, Inc.
104101 Highway 89
Freedom, WY 83120
Attention: General Manager
If by United States mail or by telecopy:
Horizon Communications, Inc.
P.O. Box 226
Freedom, WY 83120
Attention: General Manager
Fax: 307 883 -2575
SECTION 7.05. Regulatory Approvals. Notwithstanding anything to the
contrary contained in this Mortgage, the Loan Agreement, or in any related agreement,
instrument or document, Mortgagee shall not take any action requiring the prior approval
of the FCC or any state public service or utilities commission having jurisdiction without
first obtaining such approval.
SECTION 7.06. Severability. The invalidity of any one or more phrases,
clauses, sentences, paragraphs or provisions shall not affect the remaining portions of
this Mortgage, nor shall any such invalidity as to any holder of Notes hereunder affect
the rights hereunder of any other holder of Notes.
SECTION 7.07. Counterparts. This Mortgage may be simultaneously
executed in any number of counterparts, and all said counterparts executed and
delivered, each as an original, shall constitute but one and the same instrument.
SECTION 7.08. Mortgage Deemed Security Agreement. To the extent
that any of the property described or referred to in this Mortgage is governed by the
provisions of the Uniform Commercial Code, this Mortgage is hereby deemed a "security
riWFC NIUR CG
WY803- A.9003(GUGINOC)
190819 -1
The Mortgagor:
If by personal delivery, overnight mail or courier
service:
13
19
agreement," a
Co "financing statement" and a "fixture filing" under the Uniform Commercial
a finanhe "debtor' and the Mortgagee herein is the "secured
Code. The Mortgag or herein is the as debtor and of the Mortgagee as
p The mailing addresses of the Mortgagor
sec party arty are as set forth in Section 7.04 hereof. on the first page or is an r The co oer
of the type and 'organized in the jurisdiction set
page e hereof accurately sets forth the Mortgagor's organizational identification number or
accurately states that the Mortgag or has none. gender or the neuter
SECTION 7.09. Use of Terms. The use of any g
herein shall also refer to the other gender or the neuter and the use of the plural shall
also refer to the singular, and vice versa. shall pay to the
SECTION 7.10. Costs and Expenses. The Mortgagor
a
gee on demand any and all expenses, including reasonable at to rag or en n
Mortg 9 paid by Mortgagee in protecting, p
a
disbursements incurred or p Y the Mor any of the Mortgaged
the Mortgagee's rights under or in respect of any of the Notes or
Property. Such sums shall be secured hereby and shall b on demand, with
be payable d, however, that such
interest thereon at the highes e t ofthe rate permitted r by law.
interest rate shall not be in excess
SECTION 7.11. Mortgagor Remains Liable. Anything herein to the
a notwithstanding, the Mortgagor shall remain liable under each contract, contrary Mortgaged Property
shall not have any obligation
agreement, license or permit gthereunder. in
The Mortgagee
or by the Mortgagor
liability under any such contract, agreement, license or permit aelating to a of
or i Y Mortgage or the receipt by the Mortgagee of any manner to perform nf
out of this ged Pro ee be obligated in any such contract,
the Mortgaged Property, nor shall the Mortgagee pursuant to any
any r of the lodge' or permit or to take under ct on t p collect or enforce any claim for
agreement,
payment assigned hereunder.
of the
SECTION 7.12. Pledge Agreem to a valid and enforceabley security
Mortgaged Property hereunder is also subject a agreement by and between the
interest or pledge under the terms of any pledge
and the Mortgagee and the terms of such plo dge agreeme t a Property, inconsistent
the
Mortgagor e then with respect
te rh s ho s such i the greerT
to
rms of such pledge agreement shall be controlling in the case of such Mortgaged
Property.
RTFC MORTG
VVY803- A- 90 03 (GU GINOC)
190819 -1
IN WITNESS WHEREOF, HORIZON COMMUNICATIONS, INC., as
Mortgagor, has caused this Mortgage to be signed in its name and its seal to be
hereunto affixed and attested by its officers thereunto duly authorized, and RURAL
TELEPHONE FINANCE COOPERATIVE, as Mortgagee, has caused this Mortgage to
be duly executed in its behalf, all as of the day and year first above written.
STATE OF WYOMING
SS
COUNTY OF L14 1 0f /4
This instrument was acknowledged before me this /b day of Oece
2014, by aliAA.g. ff a as fieS of HORIZON
COMMUNICATIONS, INC., a Wyoming corporation.
(Notarial Seal)
My commission expires: q Yv
aTFC MORTG
WY803- A- 9003(GUGINOC)
190819 -1
Secretary
HORIZON COMMUNICATIONS, NC.
By:
Title: �J
0 E T
20
BONNIE JACKSON
Notary Public, County of Lincoln
My Commission Expires
September 30, 2017
Av.! otary Pu; c
Executed by the Mortgagee
in the presence of:
COMMONWEALTH OF VIRGINIA
COUNTY OF LOUDOUN
a��al:5eal) Notary Public
M/ commission expires:
SHARON KAY SALVARY
Notary Mk
Corr eron vooli1 of Virginia
ro mmissIca Was Doc 31, 2015
RTFG MORTG
W Y 803 -A -9003 (G U G I N 0 C)
190819 -1
RURAL TELEPHONE FINANCE
COOPERATIVE
By
taut Secretary- Treasurer
SS
2
Exhibit I
INSTRUMENTS RECITAL
The instruments referred to in the preceding recitals are as follows:
1. "Original Mortgage
Mortgage Type
Mortgage and Security Agreement
Mortgage Date
June 6, 2006
2. "Current Loan Agreement" shall mean that certain loan agreement dated as of
even date herewith.
3. "Current Note
Loan
Designation
WY803 -A -9003
4. "Outstanding Loan Agreements" shall mean collectively, (i) that certain loan
agreement by and among the Mortgagor, Gold Star Communications LLC,
Columbine Telephone Company, Inc., Mountain Land Communications LLC and
the Mortgagee dated as of June 6, 2006 and (ii) that certain loan agreement by
and among The Hoopes Telephone Management Limited Partnership, Teton
Communications, Inc., Columbine Telephone Company, Inc., Mountain Land
Communications, LLC and Cedar Creek Investments Limited Partnership and
Mortgagee dated as of July 3, 2003, assumed by Mortgagor pursuant to that
certain Acknowledgement and Assumption Agreement dated September 29,
2006 by and between Mortgagor and Mortgagee, as each shall have been
amended from time to time.
RTFC MORTG
wY803- A- 9003(GUGINOC)
190819 -1
Loan Note
Amount Date
$2,222,222 Of even date
herewith
Maturity
Date
Eight (8) years
from the date
hereof
22
Loan
Designation
Loan
Amount
Note
Date
Maturity
Date
WY803 -A -9002
$11,000,000
June 6, 2006
Fifteen (15) years
from the date
thereof
1
23
5. "Outstanding Notes" shall mean collectively:
A. That certain secured promissory note from the Mortgagor, Gold Star
Communications LLC, Columbine Telephone Company, Inc. and Mountain
Land Communications LLC to the Mortgagee:
and
B. That certain secured promissory note from The Hoopes Telephone
Management Limited Partnership, Teton Communications, Inc., Columbine
Telephone Company, inc., Mountain Land Communications, LLC and Cedar
Creek Investments Limited Partnership to the Mortgagee, assumed by the
Mortgagor pursuant to that certain Acknowledgement and Assumption
Agreement dated September 29, 2006 by and between Mortgagor and
Mortgagee:
Loan
Designation
WY803 -A -9001
Loan
Amount
$8,333,333
Note
Date
July 3, 2003
Maturity
Date
Fifteen (15) years
from the date
thereof
RTFC ;.1ORTG
WY803- A- 9003(GUGI NOC)
190819 -1
Exhibit 11
PROPERTY SCHEDULE
2.}
The property referred to in the last lines of paragraph 1 of the Granting Clause includes
the following described real estate:
Parcel 1:
550 East 2 South, Soda Springs, ID 83276
Beginning at a point 71.24 feet west of the northeast comer of Lot 7, Block 17,
City of Soda Springs, according to the official plat thereof, as recorded in the
office of the County Recorder of Caribou County, Idaho, under Recorder's
Instrument No. 328, and running thence south 311.75 feet; thence west 100 feet;
thence north 311.75 feet; thence east 100 feet, to the Point of Beginning.
Parcel 2:
550 South Washington Street, Afton, WY 83110
That part of the Northeast Quarter Northeast Quarter of Section 36, Township 32
North, Range 119 West, Lincoln County, Wyoming, within the incorporated limits
of the Town of Afton and being part of that tract of record in the Office of the
Clerk of Lincoln County in Book 172 of Photo static records on page 469,
described as follows: Beginning at a point on the West right of way line of State
Highway 89 identical with an intersection with the South line of Nield Avenue
South 77 °18.6' West 159.77 feet from the Northeast corner of said Section 36 as
described in the Certified Land Corner Recordation Certificate of record in said
office; thence South 01°02.9' East 150.00 feet along the said West right of way
line within the Town of Afton to a point; thence South 89 °15.77 West 162.68 feet;
to a point; thence North 01°38.4' East 150.02 feet to a point; on the South line of
said Nield Avenue; thence North 89 °13.3' East feet along said South line
of said Nield Avenue to a 3/8"x12" steel spike identical with the intersection of
the said South line with the West right of way line of Washington Street within
said Town of Afton; thence continuing North 89 °13.3' East 12.66 feet along a
protraction of said South line to the point of beginning.
Also known as a portion of Lot 4 Block 30 of the Original Townsite of the Town of
Afton, Lincoln County, Wyoming.
RTFC MCRTG
WY803- A- 9003(GUGINOC)
190819 -1
Parcel 3:
180 North Main Street, Thayne, WY 83127
Lots 7, 8, 9, 10, 23, 24, 25 and 26 of Block 4 of Van Noy Park Subdivision to the
Town of Thayne, Lincoln County, Wyoming as described on the official plat
thereof.
RTFC MORTG
WY803- A- 9003(GUGI NOC)
190819 -1
2j
Parcel 1:
Deed of Trust dated May 23, 2013 from Mortgagor as Trustor /Grantor to .Caribou Land
Title, Inc., as Trustee, for the benefit of Vaughn Smith Construction Co., as Beneficiary,
recorded on May 29, 2013 as Instrument No. 191634, Caribou County, Idaho Records,
securing an indebtedness in the principal amount not to exceed $90,000.00 (the
"Vaughn Smith First Mortgage
Parcel 2:
Mortgage dated February 15, 2012 from Mortgagor to Bart R. Wilkes and D'Ann Wilkes,
as mortgagees, recorded on February 16, 2012 in Book 781 PR, Page 340, Lincoln
County, Wyoming Records, securing an indebtedness in the principal amount not to
exceed $400,000.00 (the "Wilkes First Mortgage
Parcel 3:
Mortgage dated August 9, 2013 from Mortgagor to Wells Fargo Bank, National
Association, as mortgagee, recorded on August 19, 2013 in Book 818PR, Page 305,
Lincoln County, Wyoming Records, securing an indebtedness in the principal amount
not to exceed $624,000.00 (the 'Wells Fargo First Mortgage
RTFC :.1GRTG
WY603•A•9003(GUGINOC)
190519 -1
Exhibit III
PERMITTED LIENS
26